- Bloomberg (New York, NY)
- … management, as applicable. **You'll need to have:** + 8+ years' experience in Compliance, risk advisory , or audit within financial services, market data, or ... Data, Research and Analytics Location New York Business Area Legal, Compliance, and Risk Ref # 10047120 **Description & Requirements** The energy of a newsroom, the… more
- Mizuho Corporate Bank (New York, NY)
- …Ensure compliance with applicable regulatory requirements and serve as a liaison with internal audit and external regulators on matters related to operational ... Department enable the bank to effectively manage business threats and mitigate risk of disruptions. The department ensures readiness of each entity as well… more
- Grant Thornton (New York, NY)
- …business process and information technology controls to mitigate the Company's risk . Strategic Assurance and SOC Services - Essential Duties and Responsibilities: ... + Apply current knowledge of trends to identify business risk management issues and other opportunities for improvement +...SASS team you would help our clients assess their internal controls environment. Associates can expect to work closely… more
- JPMorgan Chase (New York, NY)
- …service providers across a curated range of categories-including cybersecurity, healthcare advisory , private aviation, education advisory , bill pay services, ... staffing, luxury travel, art and collectibles advisory , and more. You will collaborate closely with JPMA...will collaborate closely with JPMA and CWM Financial Advisors, internal partner resources (such as Legal, Marketing, and Finance),… more
- MUFG (New York, NY)
- …stakeholders; + Collaborate & handle requests from FLoD Control Office, SLoD, TLoD (ie Internal Audit ); + Attend appropriate training & support on a periodic ... Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + Partner with Relationship Managers/Product Groups… more
- BMO Financial Group (New York, NY)
- …and Regulatory Compliance** **Second Line Compliance** **Corporate Internal Audit ** **External Auditors and Regulators** **Enterprise Risk and Operational ... and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarkets Job Description **The… more
- Mizuho Corporate Bank (New York, NY)
- …relevant information related to the overall control environment. + Coordinate with other internal functions (Non-Financial Risk , Business Risk & Control, ... team. Qualifications: + Bachelor's degree + 10+ years of operations control, risk management, operations or audit experience desirable. + Highly motivated,… more
- Neuberger Berman (New York, NY)
- …of experience in financial services, with significant experience in business controls, risk management, audit , or compliance within Wealth Management, Private ... This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business objectives,… more
- Mizuho Corporate Bank (New York, NY)
- …Exception and control report monitoring + Effectively manage all audits and close all required audit and risk issues in a timely manner + Provide leadership for ... the team. + Uphold professionalism, quality, and efficiency. + Implement and monitor internal controls to effectively minimize operational risk . + Oversee staff… more
- Eliassen Group (Albany, NY)
- …logging infrastructure. + **Governance, Risk & Compliance** + Respond to internal and external audit requests, ensuring timely and accurate documentation. + ... support business functions such as responding to RFPs and audit requests. _Due to client requirement, applicants must be...further and achieve more with their technology solutions, financial, risk & compliance, and advisory solutions, and… more