- TD Bank (Charlotte, NC)
- …(FRM, PMI-RMP, CFA, etc.) (a plus) + Prior consulting experience in Compliance Advisory , Risk Management, or Audit (a plus) **Customer Accountabilities:** ... work hands-on to drive key initiatives across compliance, operational risk management, and audit functions, works well...Consult with key stakeholders on solutions based on good internal models and advice + Recognize that risk… more
- Grant Thornton (Charlotte, NC)
- …and limit risk exposure. From day one, you'll be empowered by the broader Risk Advisory team to help you achieve your professional goals by helping our ... As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs by… more
- TD Bank (Charlotte, NC)
- …testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...with internal and external business partners (eg, Internal Audit , external consultants) to respond to… more
- Wells Fargo (Charlotte, NC)
- …+ Design and deliver targeted compliance awareness training. + Collaborate with Legal, Risk , Audit , and other internal stakeholders. + Prepare ... inform internal policies and procedures. + Build strong partnerships with internal stakeholders including Legal, Operational Risk , Credit, and Market Risk… more
- MetLife (Cary, NC)
- The Team You Will Join The Internal Audit Department plays a key role in the internal control system of MetLife. Its mandate is to provide independent and ... and effectiveness of internal controls to mitigate risks and to provide advisory services designed to improve the operations. This role will be a contributing… more
- Wells Fargo (Charlotte, NC)
- … risk initiatives + Collaborate and consult with peers, experienced stakeholders, internal and external audit teams, and banking regulators for accounting ... correspondence to accounting and regulatory standards + Provide consultation on transaction advisory and review assistance + Monitor and assess new rule making +… more
- PNC (Charlotte, NC)
- …plans. Directs the review and analysis of assessments of AML and Sanctions risk and internal controls, as appropriate. Analyzes regulatory developments, advises ... development and customer activities. Works cooperatively with the business, legal partners, audit and other risk disciplines across the organization. PNC… more
- City National Bank (Charlotte, NC)
- …OFFICE SR. LEAD* WHAT IS THE OPPORTUNITY? Reporting up through CNB's Governance, Risk and Controls division, this newly formed Enterprise Change Management Office is ... tasked with: Maintaining enterprise processes and procedures to support change risk management. Performing quality assurance on risk assessments, change status… more
- Wells Fargo (Charlotte, NC)
- …processes + Lead targeted projects including guiding other teammates + Collaborate with Internal Audit , Corporate Risk Management and Model Governance teams ... performance management, capital, and related activities + Provide overall advisory on treasury finance and risk strategies...to resolve issues and achieve goals + Interact with internal customers + Receive direction from leaders and exercise… more
- Grant Thornton (Charlotte, NC)
- …business process and information technology controls to mitigate the Company's risk . Strategic Assurance and SOC Services - Essential Duties and Responsibilities: ... + Apply current knowledge of trends to identify business risk management issues and other opportunities for improvement +...SASS team you would help our clients assess their internal controls environment. Interns can expect to work closely… more