- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to, issue management, emerging risks, regulatory changes, supplier, and product risk assessments. + Provide compliance support on various investment advisory ... + Manage compilation of CCO quarterly reporting for investment products and advisory services coverage area. + Coaches and mentors less experienced Compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …transparency and engagement across teams and stakeholders. + Collaborate closely with Risk , Legal, Compliance, and PCG to ensure supervisory practices align with ... regulatory expectations, mitigate firm risk , and support advisor and client outcomes. + Develop...Develop and implement a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide… more
- Citigroup (Tampa, FL)
- The Program Management Advisory and Execution (PMAE) is the only enterprise level resource that supports all business units across the bank to plan, execute and ... engagements but generally will range from regulatory compliance to risk management, to the integration of technology into the...and significant variances and trends and develop reports for senior management. * Generate metrics as needed (eg, plans… more
- Citigroup (Tampa, FL)
- …their needs, strategic priorities, and challenges. + Provide strategic technology and/or cyber risk advisory and support to the business and other stakeholders. ... + Demonstrated leadership in coordinating with business units and senior management to address technology risk and/or...units and senior management to address technology risk and/or cyber risk issues and implement… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and remediation efforts. + Present quality and performance insights to senior leadership. + Establish and maintain documentation standards, templates, and procedures ... Build business cases for technology investments and present findings to senior leadership. **Qualifications & Skills:** + Strong understanding of internal controls,… more
- Citigroup (Jacksonville, FL)
- Reporting to the 2nd Line Operational Risk Senior Group Manager, who has responsibility for oversight of US Personal Banking (USPB) Operations. Chief Operating ... other control functions in fulfilling job responsibilities. The Operational Risk Senior Officer is responsible for leading...their needs, strategic priorities, and challenges. + Provide strategic risk advisory and support to the business… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of current risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business ... investment platforms, and UHNW product risks including structured products, alternatives, and advisory platforms **Skill in:** . Risk operations, work processes,… more
- Cherry Bekaert (Tampa, FL)
- …business advisory and non-attest services spanning the areas of transaction advisory , risk and accounting advisory , digital solutions, cybersecurity, ... been around over **75 years** providing Elite Accounting and Advisory services for our clients. Our shared values, including...Help us continue in our success as an **Audit Senior ** in our Tampa office. **As an Audit … more
- Cherry Bekaert (Palm Beach Gardens, FL)
- …business advisory and non-attest services spanning the areas of transaction advisory , risk and accounting advisory , digital solutions, cybersecurity, ... and consistently recognized as a great place to work, Cherry Bekaert delivers innovative advisory , assurance and tax services to our clients. We are proud to foster… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …limited direction with a high level of autonomy, the Vice President of RJF Risk Data & Analytics will support the technology, platforms, data and analytics of RJF ... Risk Management across all financial and non-financial ...Redshift, Confluence, Azure DevOps + Financial markets, products, financial advisory function, and investment process. + Experienced in facilitating… more