- Datavant (Sacramento, CA)
- …industry conversations on emerging regulations and best practices related to prospective risk capture and concurrent review. ** Compliance & Quality:** + Partner ... **Role Overview** As the Director of Prospective + Concurrent Risk Adjustment Products, you will lead the strategy, roadmap,...and enable better care decisions at the point of service . This is a leadership role that combines strategic… more
- Ankura (Los Angeles, CA)
- …not receive a response. Ankura Consulting Group, LLC is an independent global expert services and advisory firm that delivers services and end-to-end ... Care team is a recognized leader in health care disputes, compliance , and investigations. We combine unparalleled clinical, technical, and operational expertise… more
- City National Bank (Los Angeles, CA)
- …OPPORTUNITY? The Head of Consumer Lending Compliance will act in a compliance advisory role supporting consumer banking on matters of regulatory ... and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be...related to the financial products the bank provides, the services the bank delivers, the processes employed and the… more
- City National Bank (Los Angeles, CA)
- …applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, ... training, and advisory matters for mortgage lending compliance . This...exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk… more
- Guardian Life (Sacramento, CA)
- …Avenue Investment Advisory , you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk...initiatives. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and… more
- Palo Alto Networks (Santa Clara, CA)
- …opportunities - just to name a few! **Your Career** The Principal Consultant, Cyber Risk Management Advisory for Proactive Services is focused on leading ... our Governance, Risk , and Compliance team across a comprehensive portfolio of clients. The...client's security posture and maturity + Lead and support Advisory engagements such as Tabletop Exercises, Cyber Risk… more
- Ankura (CA)
- …in preparing and filing US Secretary of State filings with a provider of compliance and registered agent services . + Experience in legal compliance , ... is responsible for managing and coordinating the filing and compliance tasks necessary for businesses to operate legally within...Ankura Consulting Group, LLC is an independent global expert services and advisory firm that delivers … more
- City National Bank (Los Angeles, CA)
- …Reviews and approves CNS written and electronic correspondence for accuracy and compliance . Overseas the risk associated with the operational and administrative ... *LEAD CLIENT SERVICES OFFICER* WHAT IS THE OPPORTUNITY? Oversee the...retention, and portfolio management efforts. Assist clients with escalated service and operational requests. Adheres to CNS and CNB… more
- TD Bank (San Francisco, CA)
- …in the Toronto, Singapore and London Control Room. + Work closely with Compliance Advisory and Legal as needed. **Job Requirements and Qualifications:** + ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...requirements and assisting business units to manage their regulatory risk . **Depth & Scope:** + Works independently and is… more
- Wells Fargo (Los Angeles, CA)
- …Banking Industry Coverage Teams** Provides a full range of investment banking and advisory services to clients in the following industries: + Consumer & ... research, participating in strategic planning and assisting in the execution of advisory services + Conducting financial analysis, preparing credit packages, and… more
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