- Datavant (Tallahassee, FL)
- …industry conversations on emerging regulations and best practices related to prospective risk capture and concurrent review. ** Compliance & Quality:** + Partner ... **Role Overview** As the Director of Prospective + Concurrent Risk Adjustment Products, you will lead the strategy, roadmap,...and enable better care decisions at the point of service . This is a leadership role that combines strategic… more
- Citigroup (Jacksonville, FL)
- …the business, their needs, strategic priorities, and challenges. + Provide strategic risk advisory and support to the business and other stakeholders, ... but are not limited to: + 1st line business process/ risk owners + USPB Head of Customer Service...Team(s) - Foundational Programs or Policy Teams + USPB Compliance Officers * USPB Senior Operational Risk … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …teams Risk Management, enterprise technology and/or analytics in financial services , banking, asset management, FinTech, or consulting OR ~ + Any equivalent ... limited direction with a high level of autonomy, the Vice President of RJF Risk Data & Analytics will support the technology, platforms, data and analytics of RJF… more
- MUFG (Tampa, FL)
- …or escalation items + OMR SME reviewer for Product & Services risk assessments + Perform sample-based framework compliance testing (e,g, QA, testing or ... Purpose of Job: Reporting to the Head of Operational Risk Framework Execution and Business Coverage Teams, responsible for...monitoring) + Provide advisory support for high-priority change initiatives + Fulfil SLoD… more
- American Express (Sunrise, FL)
- …as Privacy and Conduct Risk . This position will also support effective compliance risk management oversight to promote safe and scalable marketing and ... innovation by monitoring the overall effectiveness of the business compliance program via Compliance Risk ...other relevant federal, state, and local regulations. + Provide compliance oversight, advisory support and effective challenge… more
- American Express (Sunrise, FL)
- …an impact in this role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation ... controls and mitigation strategies + Support the execution of business-level compliance risk assessments and control self-assessments + Support regulatory… more
- American Express (Sunrise, FL)
- …management oversight program for the US Consumer deposits business, as well as provide risk management advisory services to promote safe, scalable innovation ... monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk ...+ Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management… more
- Guardian Life (Tallahassee, FL)
- …Avenue Investment Advisory , you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk...initiatives. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …state securities regulations. + Engage with senior business leaders, providing compliance guidance to support decision-making and operational risk management. ... and collaboration across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance ..., Legal, Banking and/or regulatory experience in the financial services industry. + A minimum of ten (10) years… more
- Ankura (FL)
- …in preparing and filing US Secretary of State filings with a provider of compliance and registered agent services . + Experience in legal compliance , ... is responsible for managing and coordinating the filing and compliance tasks necessary for businesses to operate legally within...Ankura Consulting Group, LLC is an independent global expert services and advisory firm that delivers … more