- Eliassen Group (Albany, NY)
- …of companies reach further and achieve more with their technology solutions, financial, risk & compliance , and advisory solutions, and clinical solutions. ... **Senior Data Scientist ( Risk & Compliance )** **Anywhere** **Type:** Contract **Category:** Data **Industry:** Financial Services **Workplace Type:** Remote… more
- SMBC (New York, NY)
- … Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or processes under ... responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities Inc.… more
- Cherry Bekaert (NY)
- **Description** ** Risk Advisory Services (RAS) Partner - Go-to-Market Focus** Cherry Bekaert is a top-ranked national firm providing assurance, tax, and ... serve clients across industries and geographies with a forward-thinking, collaborative approach. Our Risk Advisory Services (RAS) team is expanding rapidly,… more
- Citigroup (New York, NY)
- …and integrated approach to Business risks across the Investments team. The Business Risk Fiduciary and Advisory Solutions Director will help ensure a continuous ... and designing effective mitigation plans specifically for Citi's Investment Advisory programs. The Business Risk - Fiduciary...driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams… more
- Bloomberg (New York, NY)
- …Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to businesses and departments. In addition, we are ... Risk Manager - Engineering Advisory - Chief ... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10040985 **Description &… more
- Ankura (New York, NY)
- …deal with anti-money laundering, counter-terrorist financing, sanctions, fraud, and anti-corruption. Our services include the assessment of compliance as well as ... corporates. + Supporting our clients in the preparation of risk and vulnerability analyses, development of mitigation measures for...Ankura Consulting Group, LLC is an independent global expert services and advisory firm that delivers … more
- Truist (New York, NY)
- …field, or equivalent education and related training or experience. 2. 8+ years of risk management experience in financial services or related field. 3. 6+ years ... of America) **Please review the following job description:** A first line of defense risk professional leading a team within the Wholesale Business Unit Risk … more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate ... expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Provides day-to-day strategic advice and guidance to… more
- American Express (New York, NY)
- …Control Management, Program Management and Governance functions. **Description** The Enterprise Compliance Advisory & Practices (ECAP) team is accountable for ... Key responsibilities are as follows:** The Director of Enterprise Compliance Advisory & Practices will interact with...& Control Offices) in several critical areas related to compliance risk management. + Drive understanding and… more
- TD Bank (New York, NY)
- …to help manage regulatory risk . Ideal candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will ... provide support to the overall Markets Advisory Compliance team helping with large projects...policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective business… more
Recent Jobs
-
Welder III (SRS)
- EPSILON SYSTEMS (Portsmouth, VA)
-
Sr. Financial Analyst
- Robert Half Finance & Accounting (Memphis, TN)