- Scotiabank (New York, NY)
- …of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of ... provides a full range of investment banking, credit and risk management products and services relevant to...compliance risk assessments, and… more
- Mizuho Corporate Bank (New York, NY)
- … AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our Compliance Department. You will oversee ... various Line of Business, Corporate Function, and Regionally aligned Compliance Conduct and Operational Risk (CCOR) groups...Prior experience in AI/ML and GenAI delivery in financial services industry. + Prior experience in compliance ,… more
- Mizuho Corporate Bank (New York, NY)
- …data platforms: DataBricks and Snowflake preferred- Deep understanding of financial services compliance requirements (AML, sanctions screening, KYC)- Strong ... risk , and regulation-collaborating with senior leaders across Legal, Risk , Compliance , and IT to ensure that...lead change at scale and shape the future of compliance in financial services , we want to… more
- Mizuho Corporate Bank (New York, NY)
- The individual will be joining the Volcker Compliance and Americas Treasury Department Advisory team. The candidate will also have the opportunity to work on ... and Responsibilities: Assist with the assessment of the current Volcker Compliance program and identify opportunities for improvement, increasing efficiency, and… more
- Bloomberg (New York, NY)
- …in a dynamic, forward thinking business + Collaborate with index business and provide advisory compliance services + Provide guidance on and implement ... Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description...The role will focus on coverage of Bloomberg Index Services Limited ("BISL"), which offers products globally, and is… more
- Guardian Life (New York, NY)
- … Legal Team? As a Data Analyst in Compliance , you will support compliance programs to ensure insurance products and services offered by Guardian and its ... advisory projects as well as supporting enterprise and compliance initiatives and tasks. You will provide effective data...analysis. + Experience data analysis used in either financial services , audit, and/or risk management functions. +… more
- M&T Bank (Buffalo, NY)
- …Client Services , or support functions such as Treasury, Finance, Compliance , Technology, Operations, Risk Management, or Credit Administration. Effective ... upon their skills and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- American Express (New York, NY)
- …mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way ... professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics,… more
- Raymond James Financial, Inc. (New York, NY)
- …state securities regulations. + Engage with senior business leaders, providing compliance guidance to support decision-making and operational risk management. ... and collaboration across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance ..., Legal, Banking and/or regulatory experience in the financial services industry. + A minimum of ten (10) years… more
- Amazon (New York, NY)
- Description AWS Global Services includes experts from across AWS who help our customers design, build, operate, and secure their cloud environments. Customers ... innovate with AWS Professional Services , upskill with AWS Training and Certification, optimize with...our largest enterprise customers to address their security and compliance requirements using cloud native technology, while adopting scalable… more