- American Express (New York, NY)
- …mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way ... professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics,… more
- Citigroup (New York, NY)
- …low touch cash trading needs - working closely with Sales Trading and Execution Advisory Services team to increase mindshare + Develop, implement and drive ... Touch Cash Sales Trading, Program Trading , Prime Brokerage, Advisory and Derivatives Sales in order to grow Citi's...in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance… more
- TD Bank (Warrensburg, NY)
- …personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Leads the team in overseeing the ... Manager is an experienced leader who manages the day-to-day service , sales, and operational objectives in a Store location....Monthly Vault and drawer audits + Identifies and mitigates risk and proactively audits for adherence to compliance… more
- Citigroup (New York, NY)
- …legal activities as a subject matter expert in area of responsibility and provide advisory services to business partners + Monitors management of complex legal ... + Building partnerships and on-going engagement with cross-functional teams, including, Risk , Compliance , and Operations ensure an on-going and resilient… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- American Express (New York, NY)
- …Enterprise Strategy, Enterprise Shared Services , General Counsel's Office, and Global Risk & Compliance . The Corporate Functions Governance & Control team is ... needed, such as coordinating attestations for models and business impact analyses. + Provide advisory support on risk memos to ensure risks are clearly assessed… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA) and ... also provides compliance support services to Mizuho Americas LLC,...require remediation or corrective action. + Identify areas of risk and make recommendations on operational improvements, processes for… more
- Citigroup (New York, NY)
- …analyses and models. Two (2) years of experience must include: Providing advisory services on various corporate finance topics including capital raising, ... Banking business. Prepare industry, business, and financial analyses related to strategic advisory and capital raising solutions for clients across all industries as… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- American Express (New York, NY)
- …mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way ... professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics,… more