- Marex (New York, NY)
- …Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services primarily for Fixed Income securities, including ... municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- Ankura (New York, NY)
- …deal with anti-money laundering, counter-terrorist financing, sanctions, fraud, and anti-corruption. Our services include the assessment of compliance as well as ... corporates. + Supporting our clients in the preparation of risk and vulnerability analyses, development of mitigation measures for...Ankura Consulting Group, LLC is an independent global expert services and advisory firm that delivers … more
- Truist (New York, NY)
- …field, or equivalent education and related training or experience. 2. 8+ years of risk management experience in financial services or related field. 3. 6+ years ... of America) **Please review the following job description:** A first line of defense risk professional leading a team within the Wholesale Business Unit Risk … more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate ... expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Provides day-to-day strategic advice and guidance to… more
- Zurich NA (New York, NY)
- Head of Cyber Advisory Services SpearTip 126450 SpearTip is the cyber business of Zurich Resilience Solutions. The business provides Advisory , Managed ... market. **Key Responsibilities:** + Lead and evolve the Cyber Advisory practice, aligning services with market demand...of driving revenue growth + Deep understanding of cyber risk , governance, compliance , and emerging technologies +… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate ... must have compliance advisory experience in the Global Transaction...and Controls are mapped to the Business + Conduct compliance risk assessments to ensure effective business… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... must have compliance advisory experience with background in OTC...with firm policies for covered business areas + Conduct compliance risk assessments to ensure effective business… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... team are in a manner consistent with the Bank's risk culture and the relevant risk appetite...relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Robert Half (New York, NY)
- …controls, enhancing security, and improving corporate governance are core internal audit services . + Technology Audit and Advisory : Helps companies evaluate ... JOB REQUISITION New York City Internal Audit and Financial Advisory Intern - 2026 LOCATION NEW YORK CITY ADDITIONAL...solutions that drive increased effectiveness and efficiencies in audit, risk , control, and compliance domains. This includes… more
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