- Grant Thornton (Charlotte, NC)
- …licensed CPA firm), which exclusively provides non-attest offerings, including tax and advisory services . In 2025, Grant Thornton formed a multinational, ... management, and practice development. From day one, you'll be empowered by the greater Risk team to help clients make the moves that will help them achieve their… more
- USAA (Charlotte, NC)
- …are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. + Supports cross-functional ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** +… more
- USAA (Charlotte, NC)
- …with measurable improvements in efficiency and/or effectiveness. Owns and proactively manages risk and compliance of assigned process. Takes lead in AARs ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** +… more
- TD Bank (Charlotte, NC)
- …alignment with risk appetite + Ensures all products are in compliance and meet all regulatory requirements **Education & Experience:** + Undergraduate degree is ... areas + Monitors the external environment (competitors product or service offerings, technology developments etc.) and provides thought-leadership to ensure… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …through experience, specialized training or certification to provide all levels of financial services in a team environment to associates or clients of the company ... by combining the traditional roles of the Financial Advisor, Service Associate and Branch Manager. Fosters and assists in...Assists associates or clients over the phone on a non- advisory basis by executing unsolicited orders and offering guidance… more
- Bank of America (Cary, NC)
- …**Job Description:** This job is responsible for providing specialized and personalized service offering advice and guidance to financial center clients through the ... goals. Job expectations include effectively balancing sales performance, operational risk , and client relationship care by leveraging expertise. This position… more
- Deloitte (Charlotte, NC)
- …range from tax planning to tax compliance , controversy and risk management, specialized services including research and development, government incentives, ... for our Insurance industry sector clients. Responsibilities will include: + Provide tax advisory services to clients in the insurance industry across business… more
- ITG Brands (NC)
- …regulated industry. This role supports enterprise-wide initiatives by minimizing legal risk , ensuring compliance , and enabling innovation. Aligned with our ... risk management and corporate strategy. + **Regulatory & Compliance Leadership** + Ensure compliance with evolving...in business planning and execution. + **Commercial & Contractual Advisory ** + Draft, negotiate, and advise on a wide… more
- City National Bank (Raleigh, NC)
- …Audit, Assurance and Advisory experience * Strong understanding of Financial Crimes compliance risk across 1st and 2nd lines of defense * Experience working ... operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance , including BSA/AML, OFAC and ABAC. This position will also be… more
- Huntington National Bank (Charlotte, NC)
- …procedures and complies with legal and regulatory requirements. + Accountable for risk management, compliance , and audit performance for area(s) of ... branch network. The HFA Region Manager oversees regional sales activities, regulatory compliance , field operational execution and care for HFA clients to include… more