- TD Bank (New York, NY)
- …field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs requirements ... key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business… more
- Bank of America (New York, NY)
- …This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function...risk losses + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- Capital One (New York, NY)
- …1 or more audit or risk -focused certification: CRISC (Certified in Risk and Information Systems Control ), CISA (Certified Information Systems Auditor), CISM ... Manager, Network Security, Tech & Data Risk Management _Capital One is one of the...report to the CIO or not. In regulated financial services , the answer is: both. The first-line CISO has… more
- Mizuho Corporate Bank (New York, NY)
- …indicators across assigned coverage areas. + Partner with Business Risk & Control (1st LoD Business Controls professionals) to provide oversight and credible ... as a 2nd line of defense organization, provides common risk management oversight and services to all...in the NFRM framework + Partner with Business & Control function(s) to understand and continuously monitor risk… more
- CIBC (New York, NY)
- …of cybersecurity and technology to protect the organization by providing proactive advisory services to the technology and cybersecurity teams in deploying ... out the objectives for the design of the internal control environment aligned to the Risk Appetite... testing, providing assessment, consulting, and reporting on operational risk and controls involving people, technology, processes… more
- Mizuho Corporate Bank (New York, NY)
- …Governance, Risk and Controls (GRCC) including:- SOX controls - Technology Control Framework- RCSAs- MGSIL (Mizuho-specific home-office reporting)- ITRM- ... Development, and FO Services . Responsibilities include overseeing risk management, IT controls , compliance, and audit...by coordinating and tracking responses to requests from auditors, risk and control teams, and regulators. Ensuring… more
- TD Bank (New York, NY)
- …+ Oversees a function of enterprise FCRM Program professionals providing oversight and control related advisory services to FCRM partners + Provides ... /ABAC programs. This role provides specialized project support or services . This role provides strategic and day to day...and Code of Conduct + Maintains a culture of risk management and control , supported by effective… more
- Capital One (New York, NY)
- … Risk Offices. The role will also provide Subject Matter Expertise and advisory to other audit teams regarding risk management. **Responsibilities:** + Lead ... to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a… more
- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic ... in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global Systemically Important Bank… more
- BMO Financial Group (New York, NY)
- …technology, compliance, and second-line risk teams to strengthen governance and control frameworks. + ** Advisory & Partnership:** Serve as a senior ... investment banking, treasury management, as well as research and advisory services to clients around the world....Markets and plays a critical part in ensuring robust risk governance, strategic oversight, and control enhancement… more