- Wells Fargo (Charlotte, NC)
- …and investment services , then partner closely with peers in Business Banking Advisory Services , Mortgage and Wealth and Investment Management to best meet ... + 3+ years of experience in a licensed financial services position + Customer service focus with...business + Knowledge and understanding of Branch Banking compliance controls , risk management, and loss prevention +… more
- Wells Fargo (Charlotte, NC)
- …effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other ... expertise in risk management framework and the risk and control environment + Collaborate and...regulatory, or compliance audits and/or business process, regulatory, or advisory /consulting service + Exposure to bank financial… more
- City National Bank (Raleigh, NC)
- …Bank's risk management practices, governance processes, system of internal controls for the Wealth Management platform: Personal and Employee Benefit Trust ... Administration, Retirement and Custody Services , Specialty Wealth Assets, Investment Advisory , Broker/Dealer,...for projects of medium to high complexity with a risk -based audit approach. Assesses risks and controls ,… more
- City National Bank (Charlotte, NC)
- …OFFICE SR. LEAD* WHAT IS THE OPPORTUNITY? Reporting up through CNB's Governance, Risk and Controls division, this newly formed Enterprise Change Management ... with: Maintaining enterprise processes and procedures to support change risk management. Performing quality assurance on risk ... teams and 1LOD business units including the business control officers * Having a full understanding of the… more
- Grant Thornton (Charlotte, NC)
- …licensed CPA firm), which exclusively provides non-attest offerings, including tax and advisory services . In 2025, Grant Thornton formed a multinational, ... cybersecurity capabilities, including security and privacy, strategy, governance, IT risk , security testing, technology implementation/operations, cybercrime and breach response… more
- TD Bank (Charlotte, NC)
- …complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs the ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Grant Thornton (Charlotte, NC)
- …licensed CPA firm), which exclusively provides non-attest offerings, including tax and advisory services . In 2025, Grant Thornton formed a multinational, ... + Some related work experience in public accounting or equivalent delivering controls based services , auditing Information Technology General Controls … more
- Capco, a Wipro Company (Charlotte, NC)
- …of risk -minded solutions for leading organizations across the Financial Services industry. We provide customized results, adapting enterprise risk management ... priorities through a team with expertise in financial business processes, strategic advisory , cyber programs, and security operations. **About the Job** As a… more
- Deloitte (Raleigh, NC)
- …the Microsoft 365 security services such as solution setup and service configuration, focused on risk mitigation. Additional technologies include MFA, ... with our clients supporting them with their Cloud Cyber Risk needs specifically helping them navigate the journey on...(DLP). + Provide technical support for M365 E5 security services and resolve service -related issues through research… more
- Equitable (Charlotte, NC)
- …and conclusions and assigning appropriate issue severity. + Leads continuous monitoring and advisory activities. + Develops and updates risk profiles + Coaches ... and control policies and practices; ability to use tools, controls , techniques, established principles and standards to ascertain the quality, effectiveness,… more