- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... advisory experience with background in OTC and Exchange-Traded Equities,...issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Responsibilities:** + Advise business… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . The successful candidate should have compliance advisory experience in ... to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key Responsibilities** + Provide day to day… more
- Huron Consulting Group (New York, NY)
- …candidates with experience in Internal Audit, GRC and SOX 404 within the financial services industry to join our Financial Institutions Advisory team. In this ... Assisting with proposal, budget, and timeline development. + Delivering internal audit risk assessment and internal audit planning by conducting research on client… more
- TD Bank (New York, NY)
- …of expertise in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment ... who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Manager - US External Fraud … more
- Ankura (New York, NY)
- …investigations, and/or litigation/dispute matters generally focused on Medicare and Commercial Risk Adjustment. The Senior Director will also support practice ... not receive a response. Ankura Consulting Group, LLC is an independent global expert services and advisory firm that delivers services and end-to-end… more
- TD Bank (New York, NY)
- …of enterprise Risk Program professionals providing oversight and control related advisory services to Risk partners + Provides strategic direction ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Manager...of Operational Risk professionals who provide oversight, advisory support/ services to Capital Management (BAU and… more
- TD Bank (New York, NY)
- …customers, including making and executing any enhancement opportunities + Provides deep advisory or consultative services for broad range of colleagues including ... Business:** Analytics, Insights, & Artificial Intelligence **Job Description:** The **Business Execution Senior Manager** leads ORM / ERM wide efforts for the Fraud,… more
- American Express (New York, NY)
- …mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way ... Risk team withing IAG is responsible for conducting risk -based assurance and advisory reviews of CFR....business exams + Delegate tasks to team members; guide Senior /Staff in assessing risks, evaluating control design, and executing… more
- American Express (New York, NY)
- …strong regulatory knowledge, a process mindset, and the ability to translate risk concepts into practical actions. ** Advisory :** + Providing business-specific ... law, or a related discipline. + 3 years of experience in compliance, risk management, or control-related roles in financial services . + Working knowledge… more
- Citigroup (Getzville, NY)
- …of financial services and credit underwriting experience in Banking, Credit Risk Management or equivalent experience + Solid knowledge of Funds industry and ... First Line of defense for wholesale and counterparty credit risk (CCR) management. Under the Client organization, ICM works...across Markets as well as Banking, Capital Markets and Advisory (BCMA) to ensure full alignment on business and… more