- KeyBank (Buffalo, NY)
- …risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... independent second-line-of-defense risk -based monitoring and evaluation activities, including risk assessment, monitoring and testing, analysis of findings,… more
- TD Bank (New York, NY)
- …Management, Engineering Management, or a related field (a plus) + Certification in risk management or financial analysis (FRM, PMI-RMP, CFA, etc.) (a plus) ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- Citigroup (Getzville, NY)
- …strategic data execution against the designed target state control framework for Price Risk , including business analysis , data analysis , practical testing ... & skills:** + 8+ years of experience in relevant fields of Market Risk Management, Product Control or product valuation specialist with First Line… more
- BMO Financial Group (New York, NY)
- …7, 63 licenses required. + Strong quantitative analysis , technology and financial analysis skills. + Strong risk management skills, fundamental analysis ... a full spectrum of integrated capabilities to deliver leading market insight, risk management, and execution services to issuing and/or investor clients, including… more
- WTW (New York, NY)
- …global advisory, broking and solutions company that helps clients around the world turn risk into a path for growth. With roots dating to 1828, WTW has 40,000 ... serving more than 140 countries. We design and deliver solutions that manage risk , optimize benefits, cultivate talent, and expand the power of capital to protect… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting the Wealth Banking, TD Wealth… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- TD Bank (New York, NY)
- …advisory support to others as needed. Accountable for leading or conducting expert analysis / research, reviews to support functional goals / objectives. **Depth & ... in their complex field and knowledge of broader related areas + Senior specialist providing advisory support within area of domain expertise to executives, business… more
- Santander US (New York, NY)
- …review and recertify the accounts including groups they belong to. + Perform risk assessments and control gap analysis against Information Security Policies and ... coordination for closure of gaps identified with Standard Requirements and Cyber Risk Assessment methodology. + Analysis , evidence gathering and documenting… more