- Marex (New York, NY)
- …to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices. In addition, this individual will be ... via screen, voice and DMA, plus award-winning data, insights and analytics . In the ever-evolving financial landscape, Compliance has become increasingly complex.… more
- Capco, a Wipro Company (New York, NY)
- …team focused on the evaluation, strategy definition, and execution of risk -minded solutions for leading organizations across the Financial Services industry. We ... provide customized results, adapting enterprise risk management strategies to potential cyber pitfalls. Capco has experience assisting financial institutions'… more
- M&T Bank (Buffalo, NY)
- …audits over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management and Architecture functions. Assists in completion of annual ... risk assessments, continuous auditing & monitoring, and remediation plan...innovative change. + Understand how to effectively incorporate data analytics . + Actively seek out knowledge in the areas… more
- SMBC (New York, NY)
- …strong understanding of financial markets, instruments, US regulatory framework and risk management techniques. **General Department Description** This role will be ... capital levels, and performing SMBC AH testing in partnership with risk management department, head-office stakeholders, and key front office personnel.… more
- M&T Bank (Buffalo, NY)
- …over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management and Architecture functions. Responsible for overseeing, leading and ... executing annual risk assessments, audit examinations, continuous auditing & monitoring, and...from audit management. + Incorporate the use of data analytics throughout all phases of the audit process. +… more
- TD Bank (New York, NY)
- …Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance ... (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. Through due diligence, and with a strong sense of integrity,… more
- CDM Smith (Buffalo, NY)
- …and relevant advice. * Advises the CEO and Board on financial planning, risk management, and capital structure. * Develops and evaluates short- and long-term ... modeling and scenario analysis. * Manages and minimizes the company's financial risk exposure by developing and maintaining systems of internal controls, and… more
- Citigroup (New York, NY)
- …into capital markets products to improve performance, efficiency, and risk management. + **Requirements Gathering & Analysis:** Collaborate with stakeholders ... trends, opportunities, and threats in the capital markets landscape. + ** Risk Management:** Ensure all product development activities comply with regulatory… more
- Citigroup (Queens, NY)
- …internal team members and the Plan Committees + Conducts portfolio analysis using risk tools and analytical tools + Performs other duties and functions as assigned ... by the Chief Investment Officer (CIO), including reporting requirements on Risk , Compliance, Finance and Audit + Assist in the review Pension and 401K Plans… more
- Citigroup (Getzville, NY)
- …requirements. **Responsibilities:** + Contribute to the governance of funding, investing and analytics of the balance sheet. This includes + Participate in managing ... liquidity and interest rate risk , the capital/legal entity structure and capital planning as...markets activities including commercial paper and securitization; liquidity, accrual risk oversight and transfer pricing. + Exposure to Citi's… more