- American Express (New York, NY)
- …+ Knowledge of Compliance risk management processes including compliance risk assessment , testing and monitoring, training, reporting, complaints management, ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- American Express (New York, NY)
- …of financial crisis risks throughout business processes and systems * Facilitating risk assessment performance in addition to further assessments and testing ... diverse team of high-performing professionals from the ground up, focused on ensuring risk and control management is embedded in the day-to-day operations of our… more
- HSBC (New York, NY)
- …in collaboration with the second and third line of defense + Ensure strong risk assessment , the required credit quality and requisite returns on risk ... RWAs, balance sheet usage, and appropriate management of financial and non-financial risk + Create an inclusive and customer-centered culture across the region by… more
- American Express (New York, NY)
- …management efforts in a complex organization. **Key Competencies:** + Leadership + Risk assessment and control design expertise + Exceptional communication and ... a diverse team of high-performing professionals focused on ensuring risk and control management is embedded in the day-to-day...This role will lead the execution of financial crime risk management within the business unit and is accountable… more
- TD Bank (New York, NY)
- …execution.** + **Strong understanding of compliance program pillars (training, issues management, risk assessment , third-party risk , etc.)** + **Exceptional ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- Capital One (New York, NY)
- …is an integral part of **Community Finance** that is responsible for the risk assessment , evaluation, management, and administration of individual loans and ... endeavors to create an environment that supports efficient and impactful risk management. Our ideal candidate possesses critical thinking skills, demonstrates the… more
- S&P Global (NY)
- …the appropriate risk category, and mitigating controls are identified through proper risk assessment + Lead efforts in periodic reporting of issues to senior ... **Responsibilities and Impact:** This role reports to the Head of Technology Risk and Governance in the Global Digital Technology Organization. The Head of… more
- KeyBank (Amherst, NY)
- …approach to risk -based monitoring and evaluation activities, including risk assessment , monitoring and testing, analysis of findings, and ... Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the… more
- KeyBank (Amherst, NY)
- …and with a team on risk -based monitoring and evaluation activities, including risk assessment , monitoring and testing, analysis of findings, and reporting to ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the… more
- BMO Financial Group (New York, NY)
- …and administration of the Fixed Income compliance program. Coordinate and performs risk assessment , monitoring, testing and surveillance activities to ensure ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more