• US Compliance - Regulatory Issue Management Lead

    TD Bank (Charlotte, NC)
    …compliance risk management frameworks and programs, including Compliance Risk Assessment , Compliance Issue Management, regulatory controls management, ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
    TD Bank (07/31/25)
    - Related Jobs
  • Business Controls Lead - Corporate…

    City National Bank (Charlotte, NC)
    …overall Risk and Control Self- Assessment . Will work with business partners and risk units, to help prepare for testing , audits and other related risk ... the technical requirements, business needs, and impacts * Understand the Application Risk Assessment program and advise the business and technical owners… more
    City National Bank (06/27/25)
    - Related Jobs
  • BSA AML and OFAC Compliance Function Manager II

    Regions Bank (Charlotte, NC)
    …design, execution, and ongoing enhancement of the organization's enterprise-wide BSA/AML risk assessment , ensuring comprehensive identification and mitigation of ... Implement, and regularly update detailed procedure documents to support all risk assessment processes, ensuring clarity, consistency, and compliance with… more
    Regions Bank (07/18/25)
    - Related Jobs
  • Lead Credit Portfolio Consultant (Data Quality…

    Wells Fargo (Charlotte, NC)
    …data across lending systems of origin and systems of record - critical for risk management, reporting, and regulatory compliance. You will also act as a liaison to ... monitoring processes. + Participate in system conversion initiatives and user acceptance testing (UAT) to help validate business needs are met before deployment. +… more
    Wells Fargo (07/22/25)
    - Related Jobs
  • Sr Manager Treasury Strategy

    TD Bank (Charlotte, NC)
    …tracking, RAROC + FP&A: forecasting, balance sheet projections, etc. + Liquidity Risk Management: managing liquidity buffers, stress testing , and funding ... testing , and recovery/resolution planning. Significant experience working with risk management, finance, business units, treasury, and/or regulatory affairs.… more
    TD Bank (07/15/25)
    - Related Jobs
  • Credit Review Senior Portfolio Manager

    Bank of America (Charlotte, NC)
    …+ Due Diligence + Loan Structuring + Underwriting + Business Acumen + Credit and Risk Assessment + Critical Thinking + Portfolio Analysis + Issue Management + ... Description:** Through examinations and monitoring, Credit Review provides an independent assessment of the quality of credit decisioning, portfolio management, … more
    Bank of America (07/15/25)
    - Related Jobs
  • Regulatory Reporting Governance Manager

    Truist (Charlotte, NC)
    …reporting risk governance frameworks, including, but not limited to, risk assessment and prioritization, policies and procedures, issues management, change ... in the planning and execution of walk through and testing for specific risk programs. 5. Foster relationships between Senior Financial Management leaders,… more
    Truist (08/01/25)
    - Related Jobs
  • US Compliance Senior Transformation Manager

    TD Bank (Charlotte, NC)
    …various training and awareness programs + Provides oversight on enterprise wide annual risk assessment process as required + Protects the interests of the ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
    TD Bank (07/30/25)
    - Related Jobs
  • Insurance Audit Executive - Product, Distribution…

    USAA (Charlotte, NC)
    …on a recurring basis for area of responsibility. + Approves updates to Risk Assessment to include content and rating justification. Assesses completeness of ... and emerging risk and issues. In addition, evaluates the team assessment (s) of the adequacy and compliance with policies, procedures, and processes established… more
    USAA (06/27/25)
    - Related Jobs
  • Sr. Audit Manager- Wealth Management

    City National Bank (Raleigh, NC)
    …constructive change. * Strong understanding of internal auditing standards, COSO and risk assessment practices. * Strong understanding of internal control ... and regulatory requirements, identify data analytic opportunities, analyze results of testing performed, and effectively communicate audit results to the Audit… more
    City National Bank (05/28/25)
    - Related Jobs