- Tradeweb (New York, NY)
- …service or FinTech environment. + Deep understanding of control testing frameworks, risk assurance methodologies, and regulatory expectations under Reg SCI, ... and infrastructure functions. + Oversee the maintenance and quality assurance of Risk and Control Matrices (RACMs) related to critical regulatory frameworks… more
- American Express (New York, NY)
- …mission is to protect and enhance organizational value by providing independent, objective, risk -based assurance , advisory services and to influence the way the ... to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds...Our Internal Audit group is seeking an Senior Audit Manager to assess financial, operational, and technological risks, ensure… more
- HSBC (Buffalo, NY)
- …through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Financial Crime Risk (FCR) Audit you will: + Support the US ... and sustainability of the HSBC Group. GIA provides independent and objective assurance over the design and operating effectiveness of the Group's framework of… more
- American Express (New York, NY)
- …risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. The manager will be focused ... of millions of consumers, merchants and businesses. The Senior Manager will join at team responsible for overseeing a...and conducting root cause analysis to address repeated operational risk issue types + Performing quality assurance … more
- American Express (New York, NY)
- … risk . GCS is looking for a first line of defense (1LOD) Senior Manager , Control Management - Product Risk Assessments, within Risk ID, Assessment, ... Testing & Reporting. The Senior Manager will perform inherent risk assessments on new business initiatives and ensure risk is mitigated prior to launch. It… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational ... Risk Management (ORM) is responsible for providing independent and...line of defense (1LOD) to support decision-making. The ORBO Manager 1 is responsible for challenging the quality, sufficiency,… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk ... and legal entities, including managing critical program initiatives and handling complex/high- risk matters and escalations. The Financial Crimes Risk Management… more
- Scotiabank (New York, NY)
- Audit Manager , US Risk Management **Requisition ID:** 231825 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- Bloomberg (New York, NY)
- Vendor Risk Manager - Chief Risk Office...+ 7+ years of experience working in the field of Risk Assurance , Risk Management, Internal Audit ... providers. **What's The Role?** We are looking for a Vendor Risk Manager with a strong background in Information Security, Operational Resilience, Technology… more
- Springbrook (Oneonta, NY)
- …Duties and Responsibilities: + Responsible for all activities involving quality assurance and compliance with applicable regulatory requirements. + Responsible for ... plant amongst others. + Provides special audit coverage for high- risk areas, suspected fraud and special projects as requested....documents as needed or any other duties assigned by manager . + All other duties as assigned. Qualifications, Skills… more