- Synchrony (Charlotte, NC)
- …Team (SLT). This role will lead teams of experienced auditors providing control assurance over Risk , Compliance, AML/BSA, Models, Credit, and Growth risks. The ... also be responsible for driving enterprise coverage and assessments of the Risk Governance Framework, Compliance Risk Management (including AML/BSA). In… more
- Regions Bank (Charlotte, NC)
- …Laundering Specialist (CAMS) + Certified Information Security Auditor (CISA) + Financial Risk Manager (FRM) + Financial Industry Regulatory Authority (FINRA) ... degree and seven (7) years of experience in Compliance, Operational Risk , Quality Assurance /Control, Audit, or other related risk function specific to… more
- Grant Thornton (Charlotte, NC)
- …Audit, SOX compliance, System & Organization Control (SOC) reporting, or other risk management, compliance, and assurance activities + Strong understanding of ... As a Process Risk Senior Associate, you will get the opportunity...clients design and implement internal controls + Support engagement Manager and/or Senior Manager /Director in project management… more
- PNC (Charlotte, NC)
- …an opportunity to contribute to the company's success. As an Internal Audit Team Manager , you will be within PNC's Internal Audit organization, supporting the Model ... Risk Audit Team Audit team. This position is primarily...regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to… more
- GAF (Charlotte, NC)
- …during evaluation of 3rd Party suppliers and products to create Quality Risk Matrix.Leads identified Quality Assurance / Manufacturing initiatives pertaining to ... The Supplier Quality team is responsible for overseeing quality assurance , management, and enhancement initiatives throughout the supplier network (Residential… more
- City National Bank (Raleigh, NC)
- *SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth ... Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance, Risk )Thrives in a dynamic team-based environment, effectively manages ambiguity,… more
- AIG (Charlotte, NC)
- …Internal Audit Group AIG's Internal Audit Group (IAG) provides independent and objective assurance , advice, and insight guided by a philosophy of adding value to ... and improve the effectiveness of AIG's control environment including risk management, operational, financial, internal control, and governance processes.As a… more
- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall coordination of US regulatory remediation including… more
- TD Bank (Charlotte, NC)
- …management-level governance processes.** + **Act as a thought partner to the Senior Manager , contributing to the team's roadmap, quality assurance efforts, and ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...hoc training and reporting, as required.** **Compliance Business Oversight Manager ** **Reporting to the Senior Manager , the… more