- TD Bank (Charlotte, NC)
- …other tools to process and analyze large data sets to inform risk scoring, thematic insights, and dashboards.** + **Provide strategic input into the design and ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Wells Fargo (Charlotte, NC)
- …transactions, cash transactions and loans. The team also manages the risk , regulatory compliance, and client service associated with these transactions. The ... Real Estate Services, Financial Crimes Operations, Operational Excellence, Quality Assurance , Regulatory Operations, and Strategy & Transformation. **Consumer Lending… more
- USAA (Charlotte, NC)
- …risk -based, difficult messages regarding issues and control weaknesses to ensure proper risk assurance coverage. + Provide coaching and guidance to less ... and compliance teams to assess remediation efforts, document results and contribute to risk -based assurance activities. You will perform risk and control… more
- Capital One (Charlotte, NC)
- …is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are ... the candidate will focus on audits that involve conducting operational, compliance, and risk management related audits for the Capital One Card and Auto Finance… more
- Truist (Charlotte, NC)
- …2. Four years of experience in a financial institution with emphasis on risk management, audit, operations, process engineering or line of business specialty ... assigned business unit/corporate function. Support the effective execution of risk and control assessments, change risk initiatives,... and regulatory requirements. 5. Ability to lead quality assurance and process improvement efforts in a… more
- Wells Fargo (Charlotte, NC)
- …discover fact patterns to determine remediation + Manage and perform Quality Assurance sample checks transaction and clients are compliant with regulation and ... procedures + Identify patterns in Regulatory Programs and amend the existing process as needed to ensure constant regulatory compliance and operation efficiency +… more
- Wells Fargo (Charlotte, NC)
- …tools + Provide security engineering/design for cryptographic solutions and ensure risk mitigation via effective security configuration standards, best practices and ... components of information security such as availability, integrity, confidentiality, risk management, threat identification, modeling, monitoring, incident response, access… more
- US Bank (Charlotte, NC)
- …in providing various committees, boards, and senior management with independent assurance and advisory services designed to evaluate and improve the effectiveness ... of risk management, control, and governance. This position supports the...by integrating with internal audit subject matter teams (primarily process auditable entity owners) to ensure appropriate coverage of… more
- City National Bank (Charlotte, NC)
- …Office is tasked with: Maintaining enterprise processes and procedures to support change risk management. Performing quality assurance on risk assessments, ... OFFICE SR. LEAD* WHAT IS THE OPPORTUNITY? Reporting up through CNB's Governance, Risk and Controls division, this newly formed Enterprise Change Management… more
- Weyerhaeuser (NC)
- …Fatalities and ensure regulatory compliance. The Safety Engineer will reduce injury risk through engineering design and controls while maximizing human and ... process performance. This position resides in the Engineering department...safe and compliant processes, systems and solutions to reduce risk and eliminate injuries focusing on engineering controls. *… more