- Navient (Tallahassee, FL)
- …review workflows. **About You:** + 3-4+ years of experience in regulatory compliance, audit , or operational risk & controls within the consumer lending industry, ... to ensure project completion. **Even Better:** + Certifications in regulatory compliance, audit , or risk management disciplines are encouraged but not required.… more
- MUFG (Tampa, FL)
- …CIOs across Infrastructure, Application Development, Engineering and Architecture, plus independent risk (second line of defense), internal audit , and external ... team will provide more details. The Head of Technology Risk Management will lead and oversee the firm's technology... Management will lead and oversee the firm's technology risk management function within the First Line of Defense,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …colleagues and stakeholders (including business unit personnel, back office (ops, IT etc.), Finance, Audit and Risk ) to evaluate and report on the adequacy and ... and developing action plans + Collaborate with Internal and External Audit , and Risk counterparts to evaluate and report on IT testing progress throughout… more
- Citigroup (Tampa, FL)
- …rules, regulations, risks and typologies. + Experience with auditing principles including audit planning, risk assessments, development of risks and controls ... Serves as a senior compliance risk analyst for Independent Compliance Risk ...regulatory issue validation activities. + Extensive global compliance and audit related experience, and strong knowledge of business processes.… more
- TD Bank (Jacksonville, FL)
- …as required + Oversees and leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk , complexity or scope + People ... overall audit strategy + Oversees/leads/manages and plans audit engagement work activities to ensure adequate risk... audit engagement work activities to ensure adequate risk coverage which may require alignment across multiple areas… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …requires a keen awareness of banking and regulatory trends impacting finance, audit data analysis skills, and risk management perspectives. Supports professional ... * Performs other duties and responsibilities as assigned. **Knowledge of:** * Audit practices and methodologies, including risk assessment internal control… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …other duties and responsibilities as assigned. **Knowledge of** + Understanding of audit practices and methodologies, including risk assessment internal control ... operational, compliance, and financial audits for Raymond James Internal Audit 's Wealth Management Team. Manages the work of other...of other auditors to conduct operational audits and develop risk profiles in a variety of functional areas. Leads… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in order to improve internal controls. **Responsibilities:** + Understanding of audit practices and methodologies, including risk assessment internal control ... delivering oral presentations. **Knowledge, Skills, and Abilities** **Knowledge of** + Audit practices and methodologies, including risk assessment internal… more
- TD Bank (Fort Lauderdale, FL)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...colleagues dedicated to setting new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory… more
- Lincoln Financial (Tallahassee, FL)
- …#:** 74701 **The Role at a Glance** The Role at a Glance As an Audit Analyst, you will lead and execute risk -based audits focusing on operational processes ... consultative services that add value and improve organizational operations by evaluating risk management, control, and governance processes. The Audit Analyst… more