- HSBC (New York, NY)
- … management outcomes are being maintained or robustly managed. Ownership of High- Risk Audit , Regulator and self-identified issues. Ownership of the capability ... partners. Ensure the transparent prioritisation of a common backlog to drive risk reduction, simplification and wider strategic needs. Ensure risk - risk… more
- Capital One (New York, NY)
- … Audit team, the candidate will focus on conducting operational, compliance and risk management related audit projects for the Capital One Credit Card and ... Principal Auditor (Experienced Senior Auditor) Commercial Bank (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering… more
- SMBC (New York, NY)
- …issues to the right stakeholders at the right time. + Partner with Compliance, Risk , Audit , and Technology teams to ensure program objectives align with ... execution skills, and strong collaboration across global business, technology, and risk stakeholders. **Role Objectives: Delivery** + Drive large-scale data and… more
- M&T Bank (Buffalo, NY)
- …in-depth business and risk knowledge to properly assess associated risk and controls. **Primary Responsibilities:** Successful Audit Plan Completion + ... **Overview:** This role provides senior level expertise in audit engagements that span multiple portfolios which require...are highly visible and complex in nature, in a risk -focused manner while maintaining independence and adhering to department… more
- KeyBank (NY)
- …experience in financial institution (i. e., bank and securities industry), compliance, Risk Management, or audit related activity + Strong organizational skills. ... THE JOB** Responsible for execution and support of Financial Crimes Risk Management Anti-Money Laundering (AML) Enterprise Team activities, including facilitation of… more
- KeyBank (NY)
- …Prior experience in financial institution (i. e., bank and securities industry), compliance, Risk Management, or audit related activity + Ability to multi-task + ... Crimes Anti-Money Laundering (AML) and Office of Foreign Assets Control (OFAC) Risk Assessments and related processes, procedures, and controls. Work closely with… more
- JPMorgan Chase (Brooklyn, NY)
- …degree or equivalent job experience + 5 years of experience in Finance, Risk /Controls, Audit , Operational Risk Management, or equivalent expertise in ... maintains a strong and consistent control environment across the firm through risk identification and assessment, effective design and evaluation of controls, and… more
- Mizuho Corporate Bank (New York, NY)
- …strategic direction of the team. The focus will be on enhancing our proactive risk management capabilities and ensuring that audit responses are streamlined and ... and address emerging risks and vulnerabilities + Establish and maintain robust risk assessment and monitoring processes Audit Response Enablement: + Transform… more
- Citigroup (New York, NY)
- …partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance to ensure appropriate governance and controls. **Knowledge/ ... Currencies LATAM and Spread Products** **Markets Counterparty Trading & Risk ** **Level - C15 / Director** Counterparty Trading &...** **Level - C15 / Director** Counterparty Trading & Risk is a global business including XVA Trading, In-Business… more
- Grant Thornton (New York, NY)
- …Certification required, CPA, CISA, CISSP, CIA or CISM preferred + Internal audit experience, enterprise risk management, internal controls and/or compliance ... As Risk Advisory Manager-Not-for-Profit and Higher Education Practice, you...clients + Manage the development and execution of internal audit outsourcing and co-sourcing engagements for clients + Manage… more