- TD Bank (New York, NY)
- …**Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US **Position Summary** The US FCRM TDS ... Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates… more
- M&T Bank (Buffalo, NY)
- …capabilities. + Collaborate with cross-functional teams to ensure alignment with enterprise risk and compliance frameworks. + Consult on various aspects and impacts ... of technical threats to risk and business partners. **What You'll Gain:** + **Career...control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- KeyBank (White Plains, NY)
- …scheduling, staffing issues and branch compliance with regulatory, security, and internal audit controls. At KeyBank, we believe it's our opportunity and our ... in morning huddles and end of day debriefs + Follows compliance, audit , and security procedures, balances cash drawer within balancing guidelines + Manage… more
- M&T Bank (Buffalo, NY)
- …Loan Operations, while adhering to Department procedures, Corporate policies, and Compliance, Audit and Legal requirements. Supports all projects and on track to ... Participate in projects as assigned. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's … more
- Robert Half Finance & Accounting (New York, NY)
- …CFO and oversees Financial Accounting (GAAP), Management Reporting, Treasury/Liquidity, FP& A, Audit and Regulatory Filings. This role is hybrid remote requiring 3 ... ensuring the firms surplus liquidity is maximized for value in accordance with the risk framework in conjunction with the Head of Treasury and Capital Management +… more
- CTG (Cheektowaga, NY)
- …hard drive serial number reports and verify wipe drive reports for internal audit and Federal regulatory compliance. + Participate in production of new internal ... controls are functioning as designed. + Understand and adhere to the company's risk and regulatory standards, policies, and controls in accordance with the company's… more
- The Salvation Army (Jamaica, NY)
- …medical records, to ensure all medical compliance is met and the programs are audit ready. The Director of Nursing will also work with department heads, staff, ... to each facility location to provide management support and audit reviews. + Educate facility leadership and nursing staff...complaint surveys. + Identify and resolve any regulatory compliance risk as it relates to nursing. + Implement processes… more
- CIBC (New York, NY)
- …+ Coordinating US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the preparation of written responses to regulatory exams ... and inquiries; + Performing risk assessments of US regulatory requirement group topics to...regulatory requirements; and + US regulators and CIBC Internal Audit staff during regulatory exams and audits **Compliance Requirements/Responsibilities:**… more
- M&T Bank (Buffalo, NY)
- …Leasing, while remaining compliant with Department procedures, Corporate policies, Compliance, Audit and legal requirements. Maintains an in-depth knowledge of all ... back-up to Group Leader as required. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's … more
- Grant Thornton (New York, NY)
- …compliance and business resilience. From day one, you'll be empowered by the greater Risk team to help clients make the moves that will help them achieve their ... Sensitivity Labels + Data Loss Prevention (DLP) + Insider Risk Management + eDiscovery and Compliance Manager + Data...a licensed, certified public accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton Advisors… more