- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager I for the Financial Risk Management team is responsible for ... oversight of assigned audit execution, preparation of audit reports, and...FRM certification + Second line of defense over credit risk **Who We Are:** TD is one of the… more
- Truist (Charlotte, NC)
- …(including preparation/coordination of key artifacts) 4. Liaise with internal audit , risk and compliance functions to address governance ... financial services experience 3. Comprehensive knowledge of general banking, risk management, and audit practices 4. Ability...knowledge of general banking, risk management, and audit practices 4. Ability to provide effective challenge to… more
- TD Bank (Charlotte, NC)
- …Power BI, Tableau) are a plus.** + **5+ years of experience in compliance, risk management, internal audit , or related fields, with demonstrated leadership or ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- Wells Fargo (Charlotte, NC)
- …strategy. + Engage and influence WIM Banking business leaders, control management, risk , legal, and audit partners to successfully ensure appropriate management ... of business risk . **Required Qualifications** + 8+ years of wealth management...on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those… more
- Vanguard (Charlotte, NC)
- …requires close collaboration with business leaders and risk partners, including Compliance, Risk , and Internal Audit . The team will be essential in ensuring ... effective risk management, robust processes and controls, strong oversight, and...and controls, strong oversight, and operational resilience. Responsibilities: + Risk Management: Identify and analyze risks, determine risk… more
- Bank of America (Charlotte, NC)
- …ratings under the supervision of senior team members. **Responsibilities:** + Executes audit strategy for the sound application of risk -based auditing by ... + 3-4 years experience in Financial Services internal or external Audit , or other risk role + Bachelors Degree **Desired Qualifications:** + CISA qualification… more
- US Bank (Charlotte, NC)
- …products/services, systems, and associated risks/controls - Advanced knowledge of Risk /Compliance/ Audit competencies - Strong analytical skills and project ... bank customers. Identify gaps and propose solutions that promote an effective risk management framework. Identify and/or escalate risks as appropriate. Serve as a… more
- AIG (Charlotte, NC)
- …lead for the IT Infrastructure PMO organization, working closely with Business, Technology Risk and Audit , Operations, and stakeholders. + Lead the planning, ... include enterprise architecture, software and systems engineering, cybersecurity, and technology risk and compliance. How you will create impact The successful… more
- Bank of America (Charlotte, NC)
- …Framework: Design and maintain product-level controls, in partnership with Legal, Compliance, Risk , and Audit , to ensure accounts meet legal, regulatory, and ... Manager will partner closely with Legal, Compliance, Operations, Technology, Risk , and Sales teams to ensure the bank maintains...exposure levels by account type. - Client Experience & Risk Balance: Balance commercial objectives with risk ,… more
- Grant Thornton (Charlotte, NC)
- …to help you excel. You'll collaborate with teams to execute and report on risk management, internal control and internal audit engagements that develop, assess, ... As an IT Risk Manager, you will get the opportunity to...(Windows, UNIX, AS400) + Strong experience in staff and audit management in an integrated client service team +… more