- Citigroup (New York, NY)
- …with Sales team, Product, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure appropriate governance and compliance ... required for your role, within the appropriate timeframe. + Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's… more
- M&T Bank (Buffalo, NY)
- …resolve functional issues in GL and AHCS modules. + Ensure compliance with accounting regulations and financial reporting standards. + Provide post-implementation ... requested application changes related to enterprise-wide or business initiatives, compliance /regulatory requirements, contractual agreements, or system maintenance (BAU). +… more
- M&T Bank (Getzville, NY)
- …of CAM to maintain their currency. + Support user certifications and compliance testing for CAM; obtain documentation necessary for departmental audits. + ... issues for assigned CAM team(s). + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's … more
- M&T Bank (Buffalo, NY)
- …+ Lead support provided for departmental audits including user certifications and compliance testing for Retail Servicing. + Manage the planning, testing and ... functional areas of Retail Servicing. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's … more
- M&T Bank (Amherst, NY)
- …Services to maintain their currency. + Support audits, user certification and compliance testing for Treasury Management Services. + Lead and participate in ... Treasury Management Services team(s). + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's… more
- M&T Bank (Amherst, NY)
- …Operations to maintain their currency. + Support audits, user certification and compliance testing for Treasury Operations. + Lead and participate in planning, ... assigned Treasury Operations team(s). + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's… more
- M&T Bank (Buffalo, NY)
- …currency of documentation requirements for assigned projects, as well as regulatory and compliance requirements. + Understand and adhere to the Company's risk ... and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management. +… more
- Neuberger Berman (New York, NY)
- …firm/fund structuring, trading, valuation, portfolio accounting and fund administration, counterparty risk , technology, and compliance . The candidate should be ... team (eg COO, CFO, GC/CCO, CTO) + Identify key areas of operational risk and ensure that the appropriate mitigating controls have been implemented + Communicate… more
- SMBC (New York, NY)
- …CP), managing CP maturities, reporting to relevant parties including Treasury and Risk teams and providing regular market updates. The role includes investor ... + Daily CP issuance and liquidity management + Daily maturity limit and compliance monitoring for ABCP program + Maintain internal databases and ensure accurate… more
- JPMorgan Chase (New York, NY)
- …teams to educate advisors on our lifestyle services + Oversee tasks to ensure compliance with Legal, Risk , Compliance and Control (LRCC) requirements ... including maintaining updated policies and procedures + Prepare supporting materials for audit requests + Contribute to the development of client event strategies… more