- M&T Bank (Williamsville, NY)
- …technology to address issues for the unit (dept). + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... + Take a lead role in supporting departmental audits including user recerts, compliance testing. + Manage the planning, testing, and implementation of new projects,… more
- M&T Bank (Getzville, NY)
- …and technology to address issues for the team. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- STELLAR SERVICES (New York, NY)
- …necessary to address information security needs for the organization. + Perform risk assessments of new and existing technology solutions to identify opportunities ... standards for security systems and applications, including policy assessment and compliance tools, network security appliances, and host-based security systems. +… more
- HSBC (New York, NY)
- …or less liquid. Such funds are difficult to analyze and require a high degree of analyst skill to evaluate the relevant risk factors. The position will also be ... For the portfolio of alternative funds being managed, the analyst will own the processes related to credit limit...place activity to resolve these + Adhere strictly to compliance and operational risk controls in accordance… more
- M&T Bank (New York, NY)
- …10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational/model risk controls and other second line of defense and ... management + Minimum of 8 years' statistical analysis programming experience + Financial Risk Manager (FRM) or Chartered Financial Analyst (CFA) designation +… more
- TD Bank (New York, NY)
- …The successful candidate is willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions, works well ... direct reports but will be supported by a Senior Analyst and will work closely with the Senior Manager...CFA, etc.) (a plus) + Prior consulting experience in Compliance Advisory, Risk Management, or Audit… more
- TD Bank (New York, NY)
- …a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at ... across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance… more
- City of New York (New York, NY)
- …Visit our website at nyc.gov/dcas to learn more about the work we do. DCAS's Audit & Compliance Services (ACS) consists of the following units: - Engineering ... being able to adequately replace or staff ACS' Internal Audit & Risk Management Unit will greatly...management communications and clarity in the form of guidance. Audit and Compliance Services (ACS), within DCAS,… more
- S&P Global (New York, NY)
- …**About the Role / Team** We are seeking a motivated professional to join the Ratings Compliance & Risk team as a Compliance Operations & Training Lead. This ... The position reports to the Global Chief Matrix Officer for Ratings Compliance & Risk . **Responsibilities and Impact:** **Key Responsibilities:** + Lead… more
- Bloomberg (New York, NY)
- … risk management agenda including product, risk management, legal and compliance and internal audit * Provide subject matter expertise and knowledge of ... continue to evolve. We are looking for a Senior Risk Analyst to join our team to...controls, and make recommendations for improvement * Collaborate with risk and internal audit teams to ensure… more