- Federal Reserve Bank (New York, NY)
- …events with the department **The Unique Skill Sets We're Looking For:** + The summer analyst opportunity in the Audit Group is open to candidates who have ... information technology risks and controls within business processes + Ability to execute audit procedures and testing for control compliance + Good analytical… more
- City of New York (New York, NY)
- …of Homeless Services (DHS). DSS-AO maintains the operation of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), ... audits over 80 HRA programs; the internal and vendor audit coordination component reviews high- risk program areas...expected to be available whenever required to address any audit , program compliance , fiscal integrity, quality assurance… more
- Person Centered Services (Buffalo, NY)
- …As a New York State-regulated entity, the organization adheres to strict compliance frameworks and internal protocols. The analyst must operate within ... established procedures and hierarchical guidance to ensure ongoing compliance and audit readiness. ESSENTIAL FUNCTIONS + Monitor, investigate, and respond to… more
- Bank of America (New York, NY)
- …5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) ... the assigned area independently and may lead small audits. **Responsibilities:** + Executes audit strategy for the sound application of risk -based auditing by… more
- Citigroup (New York, NY)
- …of new features. Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit , Finance to ensure appropriate ... Citigroup Global Markets Inc. seeks a Quantitative Analyst , VP for its New York, New York...York, New York location. Duties: Calculate itemized attribution of Risk Weighted Asset (RWA), G-SIB score, and return on… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements,...and assess whether the Business is adhering to internal ( risk management, oversight function and audit ) and… more
- Raymond James Financial, Inc. (New York, NY)
- …regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more
- Lincoln Financial (Albany, NY)
- …of testing according to internal audit methodology. + Prepare detailed audit reports outlining findings, risk criteria, and recommendations for management, ... and system development + Knowledge of internal controls, business / information technology risk , regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS,… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking an Enhanced Due Diligence Analyst who will play a critical role in identifying and mitigating financial crime risks by conducting ... in-depth reviews of high- risk clients and transactions.... clients and transactions. This position supports the institution's compliance with anti-money laundering (AML), counter-terrorist financing (CTF), and… more
- Citigroup (New York, NY)
- …and technology professionals and working in partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit and Finance to ensure ... Citigroup Global Markets Inc. seeks a Quantitative Analyst , VP for its New York, New York...analytical libraries used for pricing, hedging, liquidity management and risk management by creating, implementing, and supporting quantitative models… more