- Ally (Raleigh, NC)
- …in our Charlotte, NC office in office weekly with some remote work. The Operational Risk Sr. Analyst will be responsible for the oversight of the Enterprise ... compliance and assessed against the business need and risk appetite framework. * Analyze data to draw meaningful...+ years relevant experience in financial services (eg Operational Risk Management or Internal Audit ) * GRC… more
- SMBC (Charlotte, NC)
- …assist in developing mitigation strategies. + Facilitate cross-functional collaboration between risk , audit , compliance , control officers, technology, and ... playbooks, and best practices. + Assist in regulatory and audit responses related to operational risk topics....risk ratings. Work cooperatively with IT, operations staff, compliance and audit to determine and evaluate… more
- TD Bank (Charlotte, NC)
- …ideal candidate would be willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions. Works well in ... new industry standards. TD Bank is seeking a Senior Analyst for Compliance Strategy and Operations (S&O)....CFA, etc.) (a plus) + Prior consulting experience in Compliance Advisory, Risk Management, or Audit… more
- TD Bank (Charlotte, NC)
- …with a minimum of 5 years of experience in corporate compliance , risk management, regulatory reporting, or an audit -facing role** + **Working knowledge of ... new industry standards. TD Bank is seeking a **Senior Analyst for Compliance Strategy and Operations (S&O)**...CFA, etc.) (a plus).** + **Prior consulting experience in Compliance Advisory, Risk Management, or Audit… more
- Intuit (Charlotte, NC)
- …governance and audit readiness for forecasting models, documentation, and regulatory compliance . + Serve as a subject matter expert on loss forecasting and ... **Overview** We are seeking a **Staff Loss Forecasting Analyst ** to lead the development, implementation, and monitoring of credit loss forecasting models across… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- TD Bank (Charlotte, NC)
- … risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned ... a mission to build a more resilient and scalable compliance risk management function. As part of...risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking,… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... line Compliance and is responsible for the execution of independent, risk -based compliance testing to assess the effectiveness of operational procedures and… more
- Lowe's (Mooresville, NC)
- …The Customs Compliance Analyst is responsible for managing the corporate compliance audit program to ensure compliance with the laws and regulations ... CFR") and Customs Act (Canada) as well as corporate compliance policies, procedures and internal controls. The Analyst...determination and marking. Conducts specialized entry review on established risk areas * Determine compliance based on… more
- Lowe's (Mooresville, NC)
- …The Customs Compliance Analyst is responsible for managing the corporate compliance audit program to ensure compliance with the laws and regulations ... CFR") and Customs Act (Canada) as well as corporate compliance policies, procedures and internal controls. The Analyst...work with US Customs and Border Protection (CBP) regulatory audit division and the Canada Border Services Agency (CBSA)… more