- M&T Bank (Buffalo, NY)
- …work within the established timeframes with guidance by a Lead Auditor or Manager . + As part of audit execution, conduct effective walkthroughs, accurately ... in conformance with professional auditing standards. They report to an Audit (Senior) Manager . **Supervisory/Managerial Responsibilities:** + Not Applicable… more
- ManpowerGroup (New York, NY)
- …of critical recommendations and management responses + Assisting with preparing the annual audit risk assessment and pre- audit planning + Partnering with ... the IT Audit Manager and/or external auditors to plan and execute integrated/dual...resourcing to complete project solutions in the areas of risk & compliance, tax, finance & accounting and business… more
- American Express (New York, NY)
- …changes **Minimum Qualifications** + Seven (7) or more years of experience in M&T, risk management, audit or other relevant role in the financial services, ... American Express products and processes in the US market. ICT conducts risk -based Compliance Reviews to assess compliance with laws, regulations, and associated… more
- TD Bank (New York, NY)
- …with other related Company departments, including parent company, executive management, legal, audit , loan review, other risk departments and others to ensure ... below + 20+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a… more
- KeyBank (NY)
- …experience in financial institution (i. e., bank and securities industry), compliance, Risk Management, or audit related activity + Strong organizational skills. ... THE JOB** Responsible for execution and support of Financial Crimes Risk Management Anti-Money Laundering (AML) Enterprise Team activities, including facilitation of… more
- BMO Financial Group (New York, NY)
- …stakeholders on the development of efficient governance structures inclusive of risk management frameworks. The CM Governance Specialist role will operationalize and ... sustain the frameworks to monitor performance and risk while maintaining a clear accountability structure across bank...to ensure that stakeholders are informed of regulatory and audit expectations + Support audit and regulatory… more
- TD Bank (New York, NY)
- …and business activities + Drafting file memos and documenting tax positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax ... audit functions + Monitoring and assessing the impact of...financial products is a plus The Director, Specialized Finance Manager , TDS provides top technical expertise for overall functional… more
- M&T Bank (Buffalo, NY)
- …in regular interaction with middle management and associated staff within Internal Audit , Compliance, Risk Management, and Technology + Exercises judgement in ... sophisticated remediation plans that address current threats and mitigate future risk . + Lead strategic collaboration efforts with Cybersecurity and Technology teams… more
- M&T Bank (Buffalo, NY)
- …+ Refine testing methodologies for vulnerability scanning to provide comprehensive risk -based view of potential vulnerabilities and may lead implementation of new ... team to execute remediation plans. + In partnership with technology and risk , develop vulnerability management policies and standards and educate technology teams on… more
- TD Bank (New York, NY)
- …Control reviews and assesses whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, ... controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The...Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses… more