- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit ) to assess risks, develop and ... of a diverse group in an area of moderate risk , complexity or scope + Ensures an integrated approach...(eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- Citigroup (Getzville, NY)
- …Work with Management on governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as required ... The goal of the Markets Operations Risk and Control function is to provide independent...organization to enhance the proactive identification and management of risk , and to ensure that the appropriate controls are… more
- Citigroup (New York, NY)
- …Team Lead (C15)** **Team Overview** As part of the recently created Enterprise Risk Management (ERM) Data Governance Transformation Team, you will be part of a ... and accountable for the following: Establish, maintain, and communicate the Enterprise Risk Data and Tech transformation Management data strategy; Create and deliver… more
- M&T Bank (Buffalo, NY)
- …the commitment/closing process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting ... Tax, and Sustainability) + Function as the Operations & Risk Manager 's surrogate with respect to the...control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- SMBC (White Plains, NY)
- …Americas' strategic transformation, we are seeking a Senior Program Manager for delivering enterprise-wide Artificial Intelligence governance and enablement ... cross-functional data and AI programs spanning strategy, governance, data management, risk assessments, training, and policy implementation. The ideal candidate will… more
- MTA (New York, NY)
- …with the agency's mission and strategic priorities. Lead strategic environmental risk analysis to proactively identify and mitigate exposures across all agency ... Conduct drills and training to strengthen response capabilities. Regulatory and Audit Oversight: Direct the preparation and submission of mandatory compliance… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + **Equity Aggregation:** Oversee the TDS Equity ... Global Control Room enhancements. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure that such findings… more
- Bank of America (New York, NY)
- …plan documents, data templates, meeting materials, and responses to internal/external audit or regulatory requests * Collaborates with stakeholders to ensure ... Excel skills. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ensure… more
- CDM Smith (Buffalo, NY)
- …systems of internal controls, and ensuring that the finance, accounting and internal audit and risk management functions are operating effectively. * Leads ... enterprise risk management and internal audit functions working...Smith Placement Agreement from the CDM Smith Recruitment Center Manager to receive payment for your placement. Verbal or… more