- MUFG (Irving, TX)
- …are optimized, compliant with regulatory expectations, and aligned with our enterprise risk framework. As a strategic leader within the Financial Crimes Compliance ... banking operations. You will work cross-functionally with stakeholders in Risk , Technology, Compliance, and Audit to strengthen the Bank's...of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict… more
- MUFG (Irving, TX)
- …("FFI") clients, conducting transactional analysis of clients' activity and identifying high risk indicators or information that does not align to clients' expected ... ("EDD") Procedure and Operating Manual. * Manage and organize risk trigger assignments and department work queues, ensuring critical...of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict… more
- JPMorgan Chase (Plano, TX)
- …and FINRA. It is also a Municipal Securities Dealer, Futures Commission Merchant, Commodity Pool Operator, and registered as a swap dealer and Security-Based Swap ... Business (LOBs) and Functional groups to gather data, develop risk views, and conduct annual LE Risk ...develop risk views, and conduct annual LE Risk Assessments. Your role involves driving compliance with regulations,… more
- MUFG (Irving, TX)
- …both financial crimes and core compliance areas, supporting various key business units, risk and support functions and assisting with efforts to ensure the company's ... and broad exposure to financial crimes and core compliance risk management areas of focus. This program is a...of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict… more
- MUFG (Irving, TX)
- …potential money laundering, terrorist financing, fraud and other forms of misconduct and risk . The Vice President will report into the Head of the Global AML ... Review and identify (collecting additional information where necessary) AML Risk metrics & reporting information provided by the Management...of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict… more
- MUFG (Irving, TX)
- …detect financial crime and (5) create statically representative samples to ensure that risk is not missed below the threshold. The incumbent is responsible for ... Guardian Analytics, and ThreatMetrix. + Strong knowledge about model risk management and associated regulatory requirements + Bachelor's degree...of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict… more
- MUFG (Irving, TX)
- …responsible for transaction surveillance, detailed investigations, quality control and/or special risk client activities in support of the Bank's BSA/AML program. ... Department Manager in establishing and maintaining efficient, scalable and risk -based analytical techniques and methods for evaluating client activity,...of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict… more
- MUFG (Houston, TX)
- …including the preparation of call reports following any meetings attended ** Risk and Credit Analysis -** Undertaking detailed financial analysis and transaction ... credit applications, including summaries of expected financial results and risk analysis for submission to risk and...of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict… more
- BAE Systems (Austin, TX)
- …improvement projects. This supplier quality engineer will engage experts across our commodity team to proactively mitigate risk and ensure effective resolution ... to support flow down of customer requirements, sourcing decisions, and supplier risk identification. They must be a self-starting problem solver who will utilize… more
- ExxonMobil (Spring, TX)
- …in futures, financial and physical commodities trading * Working knowledge of commodity regulations/reporting * Experience with risk management tools with ... * Coordinate compliance with applicable laws, rules and regulations as it relates to risk reporting and gas, crude and products trading * Participate in reviews of… more