- Intuit (Mountain View, CA)
- …relationships with cross-functional stakeholders, including Internal Audit, Finance, Legal & Compliance , Business, Risk , Security, and Technology teams, to drive ... prosper. Come join our amazing team of leaders, learners and world-class compliance professionals. We're a high-performing team that enjoys working together to… more
- Wells Fargo (Los Angeles, CA)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Lincoln Financial (Sacramento, CA)
- …closely with risk managers to monitor risk exposures, assess risk mitigation strategies, and ensure compliance with regulatory requirements. The ideal ... **The Role at a Glance** We are seeking an AVP & Actuary, Risk Management to join the Financial Risk oversight team, which is a part of the broader Enterprise … more
- Southern California Edison (Rosemead, CA)
- …with a foundational knowledge of AI/ML systems and a strong interest in governance, risk , and compliance . As a Senior Specialist, AI Governance, you will: + ... experience in one or more of the following areas: + Technology governance, risk , or compliance + Data governance or privacy operations + AI/ML project support or… more
- Wells Fargo (Fremont, CA)
- …their needs and grow the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention + Ability to follow ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Van Nuys, CA)
- …relationships with customers and colleagues + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Concord, CA)
- …building and retaining long-term client relationships + Experience identifying and mitigating risk , ensuring compliance with processes and procedures + Excellent ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- City National Bank (Los Angeles, CA)
- …are documented in line with the standards * Participate in execution of essential risk program functions, including Compliance Risk Assessments, Key Risk ... remediate gaps * Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external audits.… more
- Robert Half Legal (Los Angeles, CA)
- …operations and advise decision-makers accordingly. * Oversee documentation processes for audits, risk assessments, and other compliance activities. * Promote a ... Description We are looking for an experienced Compliance Officer to join a dynamic manufacturing team...and procedures tailored to the company's needs. * Conduct risk assessments to evaluate internal controls and identify areas… more
- Wells Fargo (Brea, CA)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more