- American Express (Sunrise, FL)
- …American Express's US Investigations Unit (USIU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes ... Crimes Enforcement Network (FinCEN) or refer cases to internal compliance partners for global reporting. USIU plays a vital...global reporting. USIU plays a vital role in ensuring compliance with key regulations, including the Bank Secrecy Act… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Collaborates with business and technology partners to identify and address privacy-related compliance gaps or areas of privacy risk . + Translates and writes ... and work with business partners to identify and address compliance gaps or areas of privacy risk . + Recommends process improvements for risk management… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … testing and monitoring activities, including preplanning, identifying risk -based scope, communicating with business and stakeholders, assessing policies/procedures, ... adherence to regulatory requirements. + Ability to manage and perform risk -based compliance testing. + Ability to determine matters requiring escalation to RJ… more
- American Express (Sunrise, FL)
- …the following: Establishing enterprise minimum standards for sanctions, PEP, and risk list compliance ; Overseeing effective sanctions, Politically Exposed ... risk list screening processes; Conducting an enterprise-wide Sanctions Risk Assessment; Developing and providing sanctions and PEP training; Providing reporting… more
- MUFG (Tampa, FL)
- …observations that effectively convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while ... activities to evaluate the effectiveness of the Bank's governance, risk management, and internal control processes. This position is...an audit, from planning to audit close. + Perform risk assessments and analyze risk trends at… more
- American Express (Sunrise, FL)
- … to lead a diverse team of high-performing professionals focused on ensuring compliance risk and control mitigation is embedded in the day-to-day operations ... and control design activities. + Also, identification of gaps in compliance risk mitigation elements. + Support issue assessment and remediation efforts.… more
- TD Bank (Fort Lauderdale, FL)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- HD Supply (Tallahassee, FL)
- … compliance -related matters. + Performs data analysis to identify areas of risk or non- compliance and recommends process improvements to the compliance ... as provide oversight and edit construction contracts. **Job Summary** Ensure compliance with state and local regulatory license requirements for installation… more
- American Express (Sunrise, FL)
- …Defense (1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer interactions. This role plays ... concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams, helping them understand and comply… more
- American Express (Sunrise, FL)
- …internal policies, laws, regulations. Areas of responsibility will include assessment of compliance risk associated with new marketing strategies, prospect and ... consultation with other key stakeholders. + Support an effective Compliance program including Compliance Risk ...+ Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change and… more