- TD Bank (New York, NY)
- …solutions that support scalable, secure, reusable solutions across the Compliance , Surveillance and Supervision area. Responsibilities include planning, designing, ... requires experience within the financial services industry, specifically in compliance , trade surveillance and/or capital markets domains including trading… more
- Coinbase (Albany, NY)
- …and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective ... compliance programs to meet Coinbase's regulatory obligations across the...Coordinate closely with cross functional partners in Legal, Operations, Risk , Tax, Finance and Audit to ensure a best-in… more
- NBT Bank (Rochester, NY)
- Pay Range: $26.66 - $39.10 The Compliance Specialist II is directly responsible for preparing increasingly complex compliance and government filings within ... procedures to ensure accuracy and quality of deliverables. Review compliance and government filings of other team members within...people and our business, evolving our processes and managing risk . We've weathered the market's ups and downs for… more
- City of New York (New York, NY)
- …are not limited to: - Develops systems, processes and procedures to determine risk and deficiencies in M/WBE programs and initiatives. - Conducts policy analysis to ... visits and programmatic reviews and assessments. - Ensures program and regulatory compliance , aligned with City rules and accountability standards. - Supports … more
- Deloitte (Williamsville, NY)
- …this role, you will be responsible for leading plan operations and compliance activities associated with Deloitte's US Wealth Accumulation Program, the Deloitte ... changes. + Identify and drive opportunities for continuous improvement and risk mitigation based on organizational objectives, stakeholder feedback, ongoing analysis… more
- City of New York (New York, NY)
- …are not limited to: - Develop systems, processes, and procedures to determine risk and deficiencies in M/WBE programs and initiatives. - Conducts policy analysis to ... visits, and programmatic reviews and assessments. - Ensures programming and regulatory compliance , aligned with City rules and accountability standards. - Supports … more
- Resource Center for Independent Living (Utica, NY)
- …resource for departments within RCIL, as assigned by the Chief Corporate Compliance Officer. + Support departments/programs during external audits. + Assist Chief ... Corporate Compliance Officer with preparation and analysis of data necessary...Education Requirements: + A Bachelor Degree in Human Services, Risk Management, or related field preferred; a High School… more
- City of New York (New York, NY)
- …provides rental assistance to about 200,000 additional people. Reporting to the Compliance Monitoring Senior Manager, the Compliance Monitor and Reporting ... be responsible for planning, implementing, coordinating, and evaluating high risk areas across the Authority. CMRS will need to...with the Business Unit and other members of the Compliance Department. CMRS will be expected to independently conduct… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for determining ... instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial, compliance , and… more
- Momentive Performance Materials Inc. (Pearl River, NY)
- …equivalent. + 10 years minimum relevant experience (in chemical product safety/ risk management, product stewardship, regulatory compliance , and/or other ... Personal Care segment, ensuring business continuity and growth through regulatory compliance , product registrations, and customer support. You will lead efforts to… more
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