- Heritage Financial Credit Union (Middletown, NY)
- …executive role oversees Finance, Information Technology, Strategic Business Operations, and Risk / Compliance , serving as a central force in driving sustainable ... responsible for providing strategic direction, leadership, and oversight across Finance, Risk & Regulatory Compliance , Information Technology, and Strategic… more
- Bloomberg (New York, NY)
- …- Third-Party Risk Management Platform Location New York Business Area Legal, Compliance , and Risk Ref # 10045684 **Description & Requirements** The energy ... In this cross-functional role, you will bridge the needs of Risk , Compliance , Procurement, Finance, Legal, and Engineering, ensuring that the platform integrates… more
- M&T Bank (Buffalo, NY)
- …and implementation of first line programs and policies, training and communications, compliance , and exam management. + **Strategic Risk ** : Serves as ... of Defense** : Serve as a key liaison with Internal Audit, Compliance , Operational Risk , and Legal. Ensure alignment and transparency across first, second, and… more
- M&T Bank (Buffalo, NY)
- …and issues management. Provide assistance in the development of various operational risk / compliance related initiatives within the line of business and manage ... plans and other projects to address issues identified internally and by Enterprise Risk Management, Compliance , Internal Audit or external regulators. + Research… more
- Bloomberg (New York, NY)
- …Reporting Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047824 **Description & Requirements** The energy of a ... compliance . Collaboration & Enablement * Work with Vendor Risk Managers to understand and take ownership of our...business requirements into technical solutions. * Partner with Enterprise Risk , Compliance , and Legal teams to ensure… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …initiatives to ensure long term organizational effectiveness + Experience with TPRM risk technologies (including risk / compliance monitoring platforms) is ... We are creating a new Third Party Risk Management function and are looking for an...regulatory and industry standards + Partner with Quality and Compliance on supplier qualification, audits, and corrective actions. +… more
- KeyBank (Buffalo, NY)
- …independent testing as required. - Manage 2nd LOD requirements related to the Governance, Risk & Compliance application and Risk Assessment Processes. - ... fast paced team environment - In-depth practical knowledge of internal controls, risk assessments and operational and compliance processes, and applicable… more
- US Bank (New York, NY)
- …boundaries. This position partners with their assigned Line of Business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their ... products/services, systems, and associated risks/controls. - Thorough knowledge of Risk / Compliance /Audit competencies. - Strong analytical, process facilitation… more
- Grant Thornton (New York, NY)
- …efficiency of the processes + Manage the development and execution of enterprise risk management, operational risk compliance and/or internal control ... CISA, CISSP, CIA or CISM preferred + Internal audit experience, enterprise risk management, internal controls and/or compliance experience preferred + Experience… more
- SMBC (New York, NY)
- …regulated entities. The VP will partner closely with Market Risk , Enterprise Risk , Non-Financial Risk , Compliance , Operations, Finance, and Front Office ... (23.600), Supervision (23.602), and overall NFA compliance . Ensure governance compliance with SR11-7, Heightened Standards, and internal Risk Appetite. -… more