- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... US Wealth Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** +… more
- KeyBank (Albany, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... weaknesses or gaps. + Review policies and procedures and associated compliance and compliance risk programs to ensure consistency with current applicable… more
- Capital One (New York, NY)
- …regulations and sanctions compliance testing + Develop an understanding of Compliance Risk Management Framework and applicable laws and regulations + Assist ... and sanctions team focused on enabling rigorous, nimble, and sustainable risk management. The Sanctions compliance and screening program is a core risk … more
- Capital One (New York, NY)
- Director, Compliance Privacy Advisor The Capital One Privacy Compliance & Risk team is seeking a Director with a passion for mitigating privacy risk at a ... federal, state, and international privacy laws and regulations. The Compliance Privacy Director performs a key risk ...The Compliance Privacy Director performs a key risk management role to ensure compliance with… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... weaknesses or gaps. + Review policies and procedures and associated compliance and risk programs to ensure consistency with current applicable banking and… more
- Guidehouse (New York, NY)
- …financial services consulting, in one or more of the following areas: + Operational risk and/or big bank compliance (first or second line of defense). + ... Banking regulations, compliance , and risk management requirements. + Experience with risk and controls current state assessments (including process mapping).… more
- Bloomberg (New York, NY)
- …Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description & Requirements** The energy of a ... + Collaborate with teams across Engineering, Data, Product, Legal, Compliance , and Privacy to integrate data risk ...Legal, Compliance , and Privacy to integrate data risk thinking into day-to-day operations + Serve as a… more
- Robert Half Management Resources (New York, NY)
- …risk insights. * Monitor regulatory changes and update internal policies to ensure compliance . * Conduct enterprise-wide risk assessments to define risk ... reporting of risks. Requirements * Extensive experience in operational risk management and regulatory compliance at a...experience in operational risk management and regulatory compliance at a major bank * Strong knowledge of… more
- M&T Bank (Buffalo, NY)
- …all aspects of data analysis, risk reporting, risk identification, risk policies and governance and regulatory compliance . + Maintain and develop in ... model to increase efficacy of oversight activities. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- Oracle (Albany, NY)
- …standards, providing recommendations based on vulnerability and gap analysis. * Perform risk assessments to ensure compliance with various audit requirements, ... center locations operated by co-location service providers. The Regional Manager, Security Risk Assessments AMER, will act as the principal liaison with all… more