- Bloomberg (New York, NY)
- …Advisory - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10040985 **Description & Requirements** The energy of ... Stay informed on risk industry and educational/development opportunities + Use Governance Risk and Compliance (GRC) tools to evidence risk management,… more
- American Express (New York, NY)
- …of American Express. The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk Officer, ... management programs, including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance with resilience-related regulations… more
- American Express (New York, NY)
- …of American Express. The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk Officer, ... manages operational risks associated with Information & Cyber Security Risk , Business Disruption, Technology Risk , Data Risk , and AI Risk Management. The… more
- Marex (New York, NY)
- …experience in the investment management industry preferred. + Experienced in governance, risk , assurance, compliance , or internal control roles in Financial ... Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $125,000 to $160,000 per… more
- TD Bank (NY)
- … risk framework and policy + Oversees enterprise, ad hoc risk , and compliance programs [e.g., Governance Frameworks] ensuring enterprise-wide application ... management + Monitors and escalates the firm's non-trading market risk positions and metrics + Ensures the compliance... risk positions and metrics + Ensures the compliance of the Non-Trading Market Risk processes… more
- MetLife (New York, NY)
- …ideal candidate will possess strong knowledge of Risk , including Audit, Operational Risk Management, Compliance Risk , Technology Risk and Financial ... features and risk workflows across multiple domains (Audit, Operational Risk Management, Compliance Risk , Technology Risk and Financial Risk… more
- Citigroup (New York, NY)
- …controls to identify any vulnerabilities related to the issuance process. + ** Compliance Risk :** Ensure that all activities comply with regulatory requirements, ... **Qualifications:** + **Extensive Experience:** 15+ years of experience in risk management, compliance , or capital markets, with a focus on investment banking… more
- M&T Bank (Buffalo, NY)
- …and other projects to address issues identified internally and by Enterprise Risk Management, Compliance , Internal Audit or external regulators. Validate the ... for risk initiatives they lead. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards… more
- Bloomberg (New York, NY)
- … Advisory) - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10046060 **Description & Requirements** The energy of a ... Stay informed on risk industry and educational/development opportunities + Use Governance Risk and Compliance (GRC) tools to evidence risk management,… more
- SMBC (New York, NY)
- …and securities products. **Role Objectives: Delivery** 1. Maintain entity level Risk Governance in compliance with CFTC/NFA and SEC/FINRA regulations ... years of experience in the financial services industry, preferably in risk management or compliance . * Prior experience with policies and procedures management, … more
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