- Citigroup (Getzville, NY)
- …of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and implementing elements of ... the data compliance risk oversight program, including developing systems and reporting to facilitate ongoing oversight and monitoring of data compliance … more
- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, products,… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational ... the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the expert networks process,… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As the Compliance Risk Management Director within the Compliance , Conduct and ... procedures. + Assist team with reporting, metrics, project management, and conducting compliance risk assessments. + Develop and perform reviews designed to… more
- JPMorgan Chase (New York, NY)
- …alternative investment strategies in private market investments. You will lead regulatory and compliance risk oversight for some of the most complex and dynamic ... Bring your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and… more
- Mizuho Corporate Bank (New York, NY)
- …ACBD1 is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities of this role include: + Collaborating with other… more
- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a highly visible, senior ... leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely with RPW senior leadership to collectively… more
- KeyBank (Amherst, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... applicable laws, rules, policies or standards with an actual or potential compliance risk impact are appropriately identified, escalated, remediated, and… more
- Bloomberg (New York, NY)
- …key Legal, Risk , Business and Technology partners, in delivering a Compliance Risk Management Program (Program) and contributing to key regulatory ... Mapping - 12 month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10045734 **Description & Requirements** Bloomberg's Legal & … more
- Heritage Financial Credit Union (Middletown, NY)
- …executive role oversees Finance, Information Technology, Strategic Business Operations, and Risk / Compliance , serving as a central force in driving sustainable ... responsible for providing strategic direction, leadership, and oversight across Finance, Risk & Regulatory Compliance , Information Technology, and Strategic… more
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