- City National Bank (Los Angeles, CA)
- …experience in the financial services industry * Minimum 7 years of experience in risk management, operational risk management, compliance , or audit * Minimum ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II* WHAT IS THE... and problem areas * Act as an internal advisor to business and corporate units regarding the ORM… more
- Intuit (Mountain View, CA)
- …to the Senior Manager, SOX Technology Risk Advisory. As an IT SOX Risk Advisor , you will be a trusted partner to our cross-functional stakeholders, bringing ... you'll bring** + 8+ years of experience in internal audit, SOX compliance , risk advisory, or public accounting. Experience in the Fintech or software industry… more
- Applied Materials (Santa Clara, CA)
- … experience in house + Passion to build out and continuously improve IP risk compliance programs, strategic initiatives, and processes + Exceptional written and ... business forward. This position will have a hands-on-role in cross-functional strategic risk management and compliance programs, with responsibilities that may… more
- Oura (San Francisco, CA)
- … Compliance , this role will be responsible for advising on regulatory risk , marketing claims, product labeling, corporate compliance initiatives, and will ... leadership role that requires the ability to proactively assess risk , develop scalable compliance frameworks, and influence...objectives. What you will do: FDA & Global Regulatory Compliance : + Serve as the primary legal advisor… more
- Guardian Life (Sacramento, CA)
- …of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer ... and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110… more
- Snap Inc. (Los Angeles, CA)
- …compliance aspects of litigation and internal investigations. + Cross-Functional Compliance Advisor : Collaborate closely with Commercial Legal, Sales, ... law firm, policy consultant, lobbyist, thought partner, and all-around advisor . This team helps Snap do the right thing...and employee communications tools to support legal and regulatory compliance . + Risk Assessment & Continuous Improvement:… more
- Deloitte (Fresno, CA)
- …responsibility for multi-year and multi-faceted projects including resources, schedule, risk mitigation, contingency planning, compliance with regulations and ... system design, applications, and functional operations. Strong understanding of governance, risk , and compliance related to information, records, and contracts… more
- Applied Materials (Santa Clara, CA)
- …areas. . Collaborate with Subject Matter Experts (SMEs) to conduct thorough risk assessments to identify potential compliance risks and develop effective ... including trade and finance considerations. **Functional Knowledge** . Broad understanding of risk management principles and practices related to compliance . .… more
- Applied Materials (Santa Clara, CA)
- …areas. . Collaborate with Subject Matter Experts (SMEs) to conduct thorough risk assessments to identify potential compliance risks and develop effective ... including trade and finance considerations. **Functional Knowledge** . Strong understanding of risk management principles and practices related to compliance . .… more
- CH Robinson (Los Angeles, CA)
- …policies and procedures to maintain compliance . + Serve as a strategic advisor on sanctions risk , transaction-level red flags, and compliance issues ... role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus on adhering to...alignment with corporate policies and legal requirements + Conduct risk assessments related to OFAC, sanctions, and US export… more