- Raymond James Financial, Inc. (St. Petersburg, FL)
- …location: St. Petersburg, FL or Denver, CO. **Job Summary:** As part of the Advisor Technology group, the Sr Product Manager will focus on delivering tools and ... applications that support the advisor and support staff's day-to-day branch operations, specifically focused on Client Onboarding and Maintenance. The associate will… more
- USAA (Tampa, FL)
- …activities are optimally identified, measured, supervised, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + ... us special and impactful. **The Opportunity** As a dedicated **Advocacy Advisor -Intermediate** , you will within defined guidelines and framework, provide timely,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to clients of the company by combining the traditional roles of the Financial Advisor and Service Associate. The ideal candidate will have a passion for providing ... processes and procedures are integrated and aligned with business practices to mitigate risk to the business. * Provides escalated support and guidance in dealing… more
- Sedgwick (Jacksonville, FL)
- …Work(R) Fortune Best Workplaces in Financial Services & Insurance Program Implementation Advisor **PRIMARY PURPOSE** **OF THE ROLE** To serve as the subject matter ... business for new or existing clients ensuring product quality and regulatory standards compliance . **ESSENTIAL RESPONSIBILITIES MAY INCLUDE** + Acts as the SME of a… more
- PNC (Coral Gables, FL)
- …and have an opportunity to contribute to the company's success. As a Banking Advisor Sr. within PNC's Private Bank organization, you will be based in Coral Gables, ... banking products and services to internal and external clients. Ensures compliance with current banking policies and regulations. Provides leadership and mentoring… more
- Regions Bank (Naples, FL)
- …call reporting, book of business management and maintenance, and manages all elements of risk and compliance needs for the book of business, and utilizing all ... of the system. **Job Description:** At Regions, the Private Wealth Management Advisor develops and maintains a portfolio of client relationships within the defined… more
- USAA (Tampa, FL)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + ... makes us special and impactful. **The Opportunity** As a dedicated Compensation Advisor , you will be responsible for the design, assessment, implementation and/or… more
- Citigroup (Coral Springs, FL)
- The Financial Advisor is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... will lead to the growth of the asset base. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's… more
- Amentum (Tallahassee, FL)
- …+ Provide ongoing consultation as needed to foreign government officials on risk analysis, cost comparisons, and security concerns related to screening equipment ... equipment. + Familiarity with government contracts and procurement tenders in compliance with EU or US Federal Acquisition Regulations, especially regarding… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …limited to, issue management, emerging risks, regulatory changes, supplier, and product risk assessments. + Provide compliance support on various investment ... compliance activities are commensurate with the level of risk being mitigated. + Provides escalated support and guidance...(2) years of experience in the financial services industry, compliance , or risk management. ~or~ + Any… more