- American Express (Sunrise, FL)
- …teams throughout the enterprise and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact in this ... audit and regulatory perspective. + Act as resource and advisor for 1LOD teams on cross business unit's exams,...appropriate. **Minimum Qualifications:** + 6 years in a financial risk management function (eg, audit, compliance , operations,… more
- Bank of America (Destin, FL)
- …The MCRM is responsible for delivering firm strategy and partners closely with advisor teams to deliver an exceptional client service model focusing on digital ... daily operations of a Merrill branch office ensuring appropriate supervision and compliance to industry regulations, and policies and procedures + Driving business… more
- Rubrik (Tallahassee, FL)
- …to customer's technical staff and senior management. + Serves as a trusted technology advisor to customers and serves as an internal resource on technical issues or ... privacy per requirements and regulations; + Perform ongoing activities in compliance with service and contractual obligations; + Participate in role-based training,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of transparency and engagement across teams and stakeholders. + Collaborate closely with Risk , Legal, Compliance , and PCG to ensure supervisory practices align ... with regulatory expectations, mitigate firm risk , and support advisor and client outcomes....advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across advisory activities. + Foster a continuous improvement… more
- Bank of America (Miami, FL)
- …Description:** This job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill Wealth Management ... objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory, financial, and reputational risks.… more
- ADP (Maitland, FL)
- …the DVP & General Manager of Compliance and Shared Services under Smart Compliance Solutions and be a trusted advisor and thought leader to senior leadership ... internal and external collaboration? Come join our best-in-class, entrepreneurial Smart Compliance Solutions Business as our Strategic Planning Sr. Director. As a… more
- GE Aerospace (Jacksonville, FL)
- …operations for large, multinational organizations.. + Deep understanding of tax risk , compliance frameworks, and global payroll operations. **Desired ... geographies. The successful candidate will lead employment tax strategy and compliance , deliver operational excellence, partner with specialist third parties and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and skills obtained through education and to conduct comprehensive operational, compliance , and financial audits for Raymond James Internal Audit's Wealth Management ... Team. Manages the work of other auditors to conduct operational audits and develop risk profiles in a variety of functional areas. Leads large or multiple projects… more
- First Horizon Bank (Orlando, FL)
- …and CPAs. + Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance ... for advising your clients on building, preserving, and managing their wealth, risk management solutions, business transition strategies, etc. You will utilize our… more
- M&T Bank (Naples, FL)
- …to the satisfaction of the client. + Review daily department reports to ensure compliance with operation, security, and audit procedures as well as a positive client ... improvement and sales initiatives. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's… more