- Amentum (Albany, NY)
- …+ Provide ongoing consultation as needed to foreign government officials on risk analysis, cost comparisons, and security concerns related to screening equipment ... equipment. + Familiarity with government contracts and procurement tenders in compliance with EU or US Federal Acquisition Regulations, especially regarding… more
- NBT Bank (Vestal, NY)
- …rules and regulations + Strong communication and PC skills + No significant compliance issues + Has developed a process for client segmentation + Demonstrated team ... Series 7, Series 63 and life insurance license or a Registered Investment Advisor (RIA) Tasks Performed: + 40% Conducts regular client review meetings to uncover… more
- HUB International (New York, NY)
- …and employee benefits broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment, and wealth management ... serving the music and entertainment industry, you will act as a key advisor to artists, performers, and other professionals with non-traditional income streams. This… more
- Touro University (New York, NY)
- Overview The Academic Advisor plays a critical role within the advising team, providing comprehensive academicsupport and guidance to students enrolled at Touro ... + Advocate for student rights within the college environment. + Identify at- risk students and notify relevant parties. + Refer students to appropriate agencies… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Execution of the risk -based branch exam program in FINRA-registered and non-registered Private Client Group branches ... know when to "ask the next question" as potential risk areas are identified + Apply the appropriate ...all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and… more
- BMO Financial Group (New York, NY)
- …credit and risk colleagues to ensure seamless client experience and compliance with all internal and external policies and procedures + Work closely with ... team members to enhance skills and capabilities. + Consider risk , internal controls and compliance as part of day-to-day accountabilities and adhere to policies… more
- Highmark Health (Albany, NY)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations,... expectations. + Acts as a thought partner and advisor to business leaders to ensure business decisions are… more
- Cardinal Health (Albany, NY)
- …have been posted and accounted for. + Prepare Month-End Close Driver and Risk & Opportunity Summaries for delivery to Accounting and Finance business partners. + ... Internal Audit, Legal, Sales/Account Management, Revenue Management, Contracting, Standards & Compliance , etc. + Assists in the management of the monthly financial… more
- Cardinal Health (Albany, NY)
- …vulnerability scanning, virus management and intrusion detection as well as completes risk assessments. The IT Governance and Compliance function within the ... ongoing updates to leadership on health of the IT compliance program effectiveness, risk exposure, and ...and posture. + **Advisory Services:** Serve as a key advisor to stakeholders across Privacy, Legal, Audit, IT and… more
- Citigroup (New York, NY)
- …The Lending Advisors partner with in-business Underwriting team and 2nd line risk to pre-screen requests and structure bespoke loan proposals that meet the ... wider Citi Wealth lending growth aspirations. Ensuring effective and consistent compliance to control standards + Managing expectations through strong communication… more