• VP Compliance - Conflicts Manager, Global…

    TD Bank (New York, NY)
    …global policy rollouts, system migrations, and process reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...team at the forefront of managing reputational and regulatory risk . + Work in a dynamic, global environment with… more
    TD Bank (08/16/25)
    - Related Jobs
  • Lead, Legal Compliance (Ethics…

    L3Harris (Rochester, NY)
    …to E&C policies, procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk to the company. + ... the interest of national security. Job Title: Lead, Legal Compliance (Ethics & Compliance Officer) Job Location:...conflicts of interest and allegations of misconduct. + E&C Advisor : Act as an adviser to employees on ethical… more
    L3Harris (08/30/25)
    - Related Jobs
  • Compliance Franchise Contracts Manager - US…

    Anywhere Real Estate (Rochester, NY)
    …policies. This role involves reviewing, analyzing, and monitoring contracts to ensure compliance with legal standards and mitigate risk . + Develop, implement, ... for the overall successful delivery of the administration and compliance of the terms of the franchising agreements and...unique business model that positions us as a trusted advisor throughout every stage of the real estate transaction.… more
    Anywhere Real Estate (07/18/25)
    - Related Jobs
  • Chief Global Compliance Officer

    NYU Rory Meyers College of Nursing (New York, NY)
    …Exceptional Judgment and Decision-Making Skills: Ability to rapidly evaluate information and manage risk ; ability to be a trusted advisor to internal clients and ... Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior...for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance more
    NYU Rory Meyers College of Nursing (07/16/25)
    - Related Jobs
  • JP Morgan Wealth Management- Vice President,…

    JPMorgan Chase (New York, NY)
    …Treasury, Sales, Service, and Digital teams, as well as Legal, Risk , and Compliance . + Represent voice of the Advisor and Client experience when developing ... maintaining partnerships with LOB specific product, technology, marketing, legal, risk , compliance , finance, and operations partners **Required qualifications,… more
    JPMorgan Chase (08/09/25)
    - Related Jobs
  • Senior Associate / Associate General Counsel…

    Syracuse University (Syracuse, NY)
    The Senior Associate / Associate General Counsel for Litigation & Compliance provides advice to Syracuse University's 13 academic units and its Centers for Research ... and Scholarship on matters concerning litigation, regulatory and compliance matters. This individual will be a part of...sophisticated client base. Will serve as a trusted legal advisor to the General Counsel, other members of the… more
    Syracuse University (06/27/25)
    - Related Jobs
  • Senior Registered Client Associate

    Wells Fargo (New York, NY)
    …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
    Wells Fargo (08/29/25)
    - Related Jobs
  • Merrill Market Supervision Manager

    Bank of America (New York, NY)
    …the business, and serves the client by proactively managing and mitigating risk . **What you'll accomplish** + Manage delegated compliance , administrative and ... to ensure compliance with firm and regulatory requirements and minimize risk + Coach advisors in supporting the company strategy and continuing to grow… more
    Bank of America (08/01/25)
    - Related Jobs
  • Director, HR Legal - Banking and Business…

    Citigroup (New York, NY)
    …and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance , Finance, CAO, CCO), the Legal Management Council (LMC), ... for serving as subject matter expert and key legal advisor to business stakeholders, functional partners, and the Legal...retention, and privacy + Audit employment policies, practices, and compliance initiatives while identifying areas of risk more
    Citigroup (07/24/25)
    - Related Jobs
  • Spread Electronic Trading/Algo Trading Platform…

    Wells Fargo (New York, NY)
    …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
    Wells Fargo (08/21/25)
    - Related Jobs