- Charles Schwab (Westlake, TX)
- …Series 8 (9/10) + 10+ years' experience in financial services focused on supervisory, risk , control, or compliance . + 10+ years' experience in managerial or ... with business partners in various departments such as legal, compliance and risk . + Proactive self-starter who...Your compensation may be different. Talk with your Talent Advisor to learn more. In addition to the salary… more
- Amentum (Austin, TX)
- …acts as a key advisor to business units and senior leadership on risk -related matters and ensures compliance with regulatory and contractual risk ... risk and insurance. + Collaborate with finance, legal, compliance , operations, and other business units on risk... compliance , operations, and other business units on risk -related initiatives. + Serve as a deputy to the… more
- Huntington National Bank (Addison, TX)
- …Responsibilities: + Works closely and manages relationships with internal partners in Audit, Compliance , Risk , and Legal to identify and define data policies, ... processes, including the ability to act as a trusted advisor to our stakeholders. + Lead the design and...policies, standards, and controls, and data lifecycle management + Risk management, regulatory, compliance , and/or audit experience… more
- Guardian Life (Austin, TX)
- …of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer ... and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110… more
- Brink's (Coppell, TX)
- …mitigation. + Establish and maintain a consistent and standardized approach to managing compliance risk across the company. + Advise the CEO, Executive ... Chief Legal Officer, the CCO serves as a trusted advisor to the CEO, Executive Leadership Team, and Board...compliance leadership, and Board-level reporting. + Oversee global compliance risk assessments and internal controls Program… more
- Amazon (Austin, TX)
- …in implementing innovative compliance solutions while using your judgment to balance risk and innovation. This is a unique opportunity to be part of a team ... secure and compliant. We are seeking a highly experienced Senior Healthcare Compliance Specialist to join our dynamic team and drive transformative change both… more
- Deloitte (Houston, TX)
- …responsibility for multi-year and multi-faceted projects including resources, schedule, risk mitigation, contingency planning, compliance with regulations and ... system design, applications, and functional operations. Strong understanding of governance, risk , and compliance related to information, records, and contracts… more
- Acosta Group (Lewisville, TX)
- …manner by leading the identification and resolution of critical workplace issues, mitigating risk by ensuring compliance with laws, policies and processes, and ... **DESCRIPTION** The **HR Compliance Program Manager - Employee Relations,** is a...associated company exposure, while offering support with a comprehensive risk management approach. Facilitate change management efforts related to… more
- Charles Schwab (Austin, TX)
- …offerings (equity, fixed income, and/or other strategies), with expertise in managing compliance risk effectively + Previous involvement in strategic initiatives ... **Required Experience** + 10+ years of direct asset management compliance , risk , and/or audit experience with broad...Your compensation may be different. Talk with your Talent Advisor to learn more. In addition to the salary… more
- Fotona (Irving, TX)
- …and audits; manage FDA investigations and remediation efforts. + Drive proactive risk identification, mitigation planning, and compliance program enhancement. + ... and related investigation protocols. + Serve as a trusted advisor to business units on contractual and regulatory implications...+ 7+ years of experience in regulatory affairs, legal compliance , or risk management, ideally within the… more