- Mizuho Corporate Bank (New York, NY)
- …cybersecurity, disaster recovery, business continuity management, technology, and third-party risk -the program lead will collaborate closely with stakeholders ... risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk thresholds. + Monitor… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk . The group ... with outstanding talent. It all begins with you. **Corporate Risk ** helps all Wells Fargo businesses identify and manage...the company. Wells Fargo Bank NA seeks a **Senior Lead Business Execution Consultant** in New York, NY. **Job… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... and initiatives with regulatory impact. + Serve as a compliance advisor to business partners through regular... Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated… more
- Guardian Life (Albany, NY)
- …3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch ... of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer… more
- Tradeweb (New York, NY)
- …connectivity, and transparency in electronic trading. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a ... mid-to-senior level Compliance Officer with deep expertise in data privacy, privacy...data privacy, privacy by design, and AI governance to lead the organization's efforts in embedding privacy and ethical… more
- American Express (New York, NY)
- …Director - First Line of Defense (1LOD) Compliance professional to lead compliance risk identification, management, and mitigation across business ... and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. +...and report compliance performance metrics and emerging risk trends. + Act as a trusted advisor… more
- Citigroup (New York, NY)
- …execution of financial objectives related to the P&L, balance sheet, expenses, capital, and risk . The LFO is a key member of the Private Bank business management ... overall Finance objectives. The LFO is also a strategic advisor to the Private Bank business team. **Responsibilities** +...America, Latin America, Asia, Europe and Middle East. + Lead short and long term budgeting, forecasting and planning… more
- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance ... 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- Microsoft Corporation (New York, NY)
- …ensure compliance , privacy, and governance standards are met. + Lead experimentation and proof-of-concept initiatives to validate AI learning models and delivery ... agents that personalizes skilling in the flow of work, orchestrates **Skilling Advisor ** capabilities, and activates a governed **content lake + skill graph** across… more
- MTA (Jamaica, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business Unit:...and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well… more