- Wells Fargo (New York, NY)
- …goals and tasks with the ability to influence and manage effectively across technology, risk , legal and compliance , among others + Strategic thinker with an ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- WMCHealth (Valhalla, NY)
- … Officer (Deputy CCO), the Director collaborates closely with them to lead and operationalize systemwide compliance initiatives that promote transparency, ... objectives. + Establish regular communication channels and leadership forums for regional compliance leaders to share best practices, risk findings, and program… more
- CBRE (New York, NY)
- …and departmental leadership on how regulatory developments affect organizational operations. + Lead risk assessments to identify, evaluate, and mitigate risk ... compliance and privacy policies. This role provides strategic direction, manages compliance and risk , develops and enforces compliance frameworks, and… more
- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance ... 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- MTA (Jamaica, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business Unit:...and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well… more
- Nestle (Bohemia, NY)
- …You will provide strategic oversight of GxP computer system validation and lead enterprise-wide IT compliance programs, ensuring adherence to Nestle Health ... and industry best practices. We are seeking a seasoned QA/ Compliance professional who thrives as a trusted advisor...to ensure successful planning, execution, and delivery of IT compliance initiatives. + Implement the IT Risk … more
- Citizens (New York, NY)
- …satisfactory or better ratings from Credit Review and Compliance and meet compliance targets for annual reviews, risk ratings, and covenant compliance ... economy. + Actively involved in assessing, developing and implementing credit and compliance policies; Actively ensures compliance with federal regulations and… more
- Guardian Life (New York, NY)
- …(inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, experience at an insurance-affiliated broker/dealer is ... Law Department's Mission to be a trusted advocate and advisor to drive strategic solutions that advance Guardian's purpose,... compliance metrics that help identify and improve Compliance operational efficiencies. + Participate and help lead… more
- CBRE (Albany, NY)
- …operations specific to CBRE GDS. This role will serve as the primary advisor on government accounting compliance matters specific to the Federal Acquisition ... Manager, Government Financial Compliance Job ID 240421 Posted 03-Oct-2025 Service line...audit, and operations leaders to strengthen internal controls, reduce risk , and ensure the integrity and transparency of all… more
- M&T Bank (New York, NY)
- …of Litigation for Wilmington Trust to assess, manage, and resolve legal disputes and mitigate risk . + Work in close coordination with Compliance , Risk and ... regulatory bodies. The successful candidate will be a key advisor to senior leadership and will play a critical...play a critical role in shaping legal strategy and risk management across Wilmington Trust. **Primary Responsibilities:** + Perform… more