- BMO Financial Group (Los Angeles, CA)
- …products and services. + Provides strategic input into business decisions as a trusted advisor . + Makes recommendations to senior leaders on strategy and new ... Ensures alignment between stakeholders. + Follows through on the risk and compliance processes and policies to...group/enterprise-wide level and serves as a specialist resource to senior leaders and stakeholders. + Applies expertise and thinks… more
- BMO Financial Group (San Francisco, CA)
- …market risk models, recommending changes as appropriate. + Ensure compliance with Bank Policies and Standards regarding financial models. + Participate in ... etc.) + Monitors the financial market environment and model performance impacts. + Ensures compliance with model risk and market risk governance. +… more
- Deloitte (Fresno, CA)
- Senior Manager: Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting plays a key ... presentations, and analytics to inform decision-making and enable effective communications with senior leaders. + Leads the compliance and reporting team within… more
- Oura (San Francisco, CA)
- …and New York) occasionally gather informally at local co-working locations. The AGC, Senior Director of Regulatory Compliance & Privacy will provide strategic ... this role will be responsible for advising on regulatory risk , marketing claims, product labeling, corporate compliance ...objectives. What you will do: FDA & Global Regulatory Compliance : + Serve as the primary legal advisor… more
- Guardian Life (Sacramento, CA)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... will conduct branch office inspections using risk -based testing methodologies to ensure compliance with...NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an… more
- Applied Materials (Santa Clara, CA)
- … experience in house + Passion to build out and continuously improve IP risk compliance programs, strategic initiatives, and processes + Exceptional written and ... business forward. This position will have a hands-on-role in cross-functional strategic risk management and compliance programs, with responsibilities that may… more
- Deloitte (Sacramento, CA)
- …and mitigating risk during engagement execution, and serving as a trusted risk advisor to senior client service executives. Recruiting for this ... Deloitte Consulting LLP's Quality and Risk Management group is seeking a Risk...finance, and delivery - to act as a strategic advisor to help manage deal flow and to optimize… more
- SolomonEdwards (Sacramento, CA)
- …a broad global footprint. This role will focus on supporting audit and risk review activities by assessing model governance, compliance , and control ... environments. The consultant will serve as a strategic advisor and subject matter expert across complex modeling frameworks...with the ability to distill complex quantitative issues for senior audiences. . Familiarity with model risk … more
- Wells Fargo (San Francisco, CA)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- City National Bank (Los Angeles, CA)
- * SENIOR CREDIT RISK REVIEW OFFICER* WHAT IS THE OPPORTUNITY? The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... advisor to lending units and credit administration / risk management to identify, recommend and effect process changes...exposure. * Determines the accuracy of assigned internal credit risk ratings, non- compliance with CNB policies and… more