- MUFG (Tampa, FL)
- …responsibilities between enterprise and application teams. . Integrate regulatory and compliance requirements into control specifications. . Perform risk ... risk or fail to meet evolving threat and compliance landscapes. . Recommend compensating controls or alternative design...risks, regulatory requirements, and internal policies. . Collaborate with compliance , legal, and audit teams to ensure… more
- TD Bank (Jacksonville, FL)
- …Identifies and implements risk mitigation strategies for findings from risk assessment, audit findings, regulatory exams, potential violations of law, ... Financial Crimes & Fraud Mgmt **Job Description:** The Senior Manager , KYC leads, develops and oversees the work of...oversees the timely execution of KYC reviews using a risk -based approach to align with policy and regulatory requirements.… more
- TD Bank (Lake Mary, FL)
- …periodic reviews, and on an ongoing basis. The team ensures compliance with Global AML requirements, mitigating operational, regulatory, and reputational risks. ... 8): | Lead departmental projects: Drive process improvements, system enhancements, and risk mitigation initiatives for CDD operations. | Oversee the team's workload:… more
- Wells Fargo (Winter Garden, FL)
- …and utilize search tools to find information + Knowledge and understanding of compliance controls, risk management and loss prevention + Relevant military ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bank of America (Jacksonville, FL)
- …Technology (CST), Third Party management, Global Compliance and Operations Risk (CGOR), internal audit , and regulatory agencies. + Influence technology ... appropriately measured, reported and governed. + Appropriately assess Privileged Access risk when business and technology decisions are made, demonstrating risk… more
- Carnival Cruise Line (Miami, FL)
- …services on the company's most significant strategic, financial, operational, technology and compliance risks. The Senior Risk Advisory and Assurance Consultant ... Risk Advisory and Assurance Services (RAAS) is a diverse global team, recognized by the Audit Committee and senior management as their partner for providing… more
- MUFG (Tampa, FL)
- …information security, and/or operational risk management, (includes operations, operational risk management, compliance , audit , and third-party risk ... address the issues. **RESPONSIBILITIES** + Work with Business Unit Risk Managers' (BURMs') teams to identify potential issues and...by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated +… more
- Highmark Health (Tallahassee, FL)
- …OVERVIEW:** Performs all related internal, concurrent, prospective and retrospective coding audit activities. Reviews medical records to determine data quality and ... areas. Uses information to generate topics for education, training, process changes, risk reduction, optimization of reimbursement with new and current coders in… more
- PNC (Tampa, FL)
- …development and customer activities. + Prepares and edits AML and Sanctions compliance reports and/or customer risk profiles. Identifies issues, recommends ... needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements,… more
- Citigroup (Tampa, FL)
- …The work will vary across engagements but generally will range from regulatory compliance to risk management, to the integration of technology into the ... larger body of work. This is a highly matrixed organization where your primary manager will not be providing daily oversight of your actions and project management… more