- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Responsibilities** * Builds and maintains Compliance Surveillance controls for multiple Compliance & Risk units. * Design and build custom dashboards, builds ... internal customers and may require occasional contact with internal audit control or industry regulators to identify, research, analyze,...(8) years of experience in the financial services industry, compliance , or risk management. ~or~ * Any… more
- Carnival Cruise Line (Miami, FL)
- …services on the company's most significant strategic, financial, operational, technology and compliance risks. Manager , RAAS is responsible for 1) performing end ... Risk Advisory and Assurance Services (RAAS) is a diverse global team, recognized by the Audit Committee and senior management as their partner for providing… more
- American Express (Sunrise, FL)
- …and control effectiveness testing. Responsibilities will include the following: + Execute Compliance risk procedures on M&T projects in conformance with ... M&Ts of first and second line of defense business functions specific to Compliance risk . + Efficiently manage routine client status meetings, M&T requests,… more
- NextEra Energy (Juno Beach, FL)
- …In this position for NextEra Energy Resources, employees are responsible for supporting the Manager of Credit Risk , accountable for the credit and liquidity ... **Sr. Compliance Analyst - Energy Mktg** **Date:** Aug 4,...stakeholders. Our team is skilled in market analysis, trading, risk management and delivering tailored customer solutions across North… more
- American Express (Sunrise, FL)
- …to expand the breadth and depth of testing coverage. + Develop familiarity with Compliance risk across all lines of businesses, globally. + Utilize department ... Financial Crimes, marketing offer fulfillment and UDAP/UDAAP requirements, Privacy, Compliance Risk Assessment, general regulatory knowledge, issue management,… more
- Citigroup (Tampa, FL)
- …the risk assessment program MCA oversight, tracking, and reporting of the Manager 's Control Assessments (MCA) and other Risk Management Programs (GPMP) + ... staff at the regional and global level to ensure compliance with Citi level policies / standards, In-Business procedures...standards, In-Business procedures / guidelines and regulations to mitigate risk **.** This individual is a key member of… more
- TECO Energy (Tampa, FL)
- …control expectations. Plays an essential role in helping the organization maintain compliance with regulatory standards, promote risk mitigation, and drive ... efficiencies. **PRIMARY DUTIES AND RESPONSIBILITIES** + Support the annual SOX compliance program, including planning, risk assessment, scoping, testing, and… more
- Wells Fargo (Tampa, FL)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (St. Augustine, FL)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Deloitte (Boca Raton, FL)
- …to manage independence for Deloitte's largest PEI clients. This will mitigate compliance risk , enabling Deloitte's Multi-Disciplinary growth strategy in the ... Deloitte's Enabling Areas function. We are seeking a high-performing Manager who wants to build off their existing experience...wants to build off their existing experience auditor independence compliance , audit , or accounting, and use such… more