- City National Bank (Charlotte, NC)
- …a function that will be integral in supporting the development of the IT Risk Manager 's function strategy eg identification and development of workstreams in ... partnership with the Head of IT Risk Manager . The role will support the...of experience working at a major financial institution on audit and/or management initiatives programs, including management responsibilities. *… more
- TD Bank (Charlotte, NC)
- …are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a ... outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the...are a plus.** + **5+ years of experience in compliance , risk management, internal audit ,… more
- Xylem (Charlotte, NC)
- …solutions. **The Role:** Xylem is seeking an experienced and strategic FSFE Trade Compliance Program Manager to oversee and lead the global First Sale ... for Export (FSFE) program. This role is responsible for program strategy, governance, risk management, and audit oversight while ensuring alignment with US… more
- TD Bank (Charlotte, NC)
- …oversight compliance risk management program.** The **Corporate Office Compliance Business Oversight Manager ** is responsible for assisting with the ... a mission to build a more resilient and scalable compliance risk management function. As part of...company policies. + Collaborating with internal teams, including legal, risk , and audit , to enhance monitoring programs… more
- Lowe's (Mooresville, NC)
- …at reducing error rates and enhancing data integrity, ultimately contributing to lower audit assessments and improved compliance outcomes. + Lead efforts to ... **Your Impact** The Manager , Indirect Tax, is responsible for leading and...implement corrective actions that enhance compliance and reduce future audit exposure. +… more
- Regions Bank (Charlotte, NC)
- …a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first,...a specific line of business. **Primary Responsibilities** + Conducts compliance reviews to identify potential areas of risk… more
- Truist (Charlotte, NC)
- …of Risk Program requirements (eg, RCSA, KRIs, etc.) within the Business Unit Risk Manager . Provide risk advice and influence to Human Resources and ... Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance ...2. 12 years of banking or relevant experience 3. Audit experience 4. Strong knowledge in field of assigned… more
- Bank of America (Charlotte, NC)
- …well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive execution + Interpersonal Skills- Treats others with ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist...review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the… more
- Regions Bank (Charlotte, NC)
- …gaps, financial return, and/or positive customer impact + Continuously monitors control compliance and prevalent risk environment to ensure that exposures are ... and Waterfall project management practices and tools + Governance, Risk , and Compliance (GRC) experience (RSA Archer...the TODD Business Unit. + Provides regulatory exam and audit support for TODD BU partners. + Provides project… more
- Truist (Charlotte, NC)
- …and execution of Risk Program requirements. 5. Interface with the Business Unit Risk Manager (BURM) staff as needed (eg, collaborating on special projects, ... the BUCRO. 6. Assist the BUCRO with monitoring of risk exposures, concentrations and limits for compliance ...trends, and events pertaining to tracked issues including Regulatory, Audit and Credit Risk Review activities as… more