- TD Bank (Charlotte, NC)
- …degree + 7+ years relevant experience **Preferred Qualifications:** + Internal audit experience + Experience with comprehensive operational risk assessments ... with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of… more
- Acosta Group (Charlotte, NC)
- **DESCRIPTION** The **HR Compliance Program Manager - Employee Relations,** is a pivotal role focused on safeguarding Acosta Group's integrity by ensuring ... the identification and resolution of critical workplace issues, mitigating risk by ensuring compliance with laws, policies...for new hires, current employees, and managers focused on compliance policies and procedures. Measure & Audit :**… more
- Xylem (Charlotte, NC)
- …denied and restricted party screening strategic governance, and oversight of compliance risk assessments and/or voluntary self-disclosure processes. The ... to exceeding customer expectations through innovative and sustainable solutions. **Overview:** The **Program Manager - Trade Compliance ** will play a key role in… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority regulatory ... ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration of regulatory requirements into policies, overseeing their… more
- Travelers Insurance Company (Raleigh, NC)
- …**Target Openings** 1 **What Is the Opportunity?** As a Product Quality and Compliance Manager you oversee and implement quality and monitoring programs to ... for internal control related activities such as Business Resiliency plans, Enterprise Risk Assessments (ERA), and Corporate Audit reviews/inquiries. + Maintain… more
- Capital One (Charlotte, NC)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification ... In this role as a member of the Corporate Compliance Audit Team, the candidate will have...of the following areas: banking or financial services industry, risk management, or consumer compliance . Preferred Qualifications:… more
- Reynolds American (Winston Salem, NC)
- Sr Manager Procurement Compliance and Services Winston-Salem, North Carolina **Reynolds American is evolving into a global multi-category business. Our purpose ... **REYNOLDS AMERICAN has an exciting opportunity for a Sr Manager Procurement Compliance & Services in Winston...Procurement processes, policy, and compliances, as well as any risk control mitigation activities related to the procurement of… more
- American Express (Charlotte, NC)
- …strong strategic relationships across Global Financial Crimes Compliance , Operational Risk Management, Privacy, Internal Audit , Technologies, and the General ... Governance and Oversight is responsible for overseeing the Bank's and its Affiliates' compliance risk management activities. This position will be critical to… more
- American Express (Charlotte, NC)
- …and control effectiveness testing. Responsibilities will include the following: + Execute Compliance risk procedures on M&T projects in conformance with ... M&Ts of first and second line of defense business functions specific to Compliance risk . + Efficiently manage routine client status meetings, M&T requests,… more
- Truist (Charlotte, NC)
- …Identifies and assesses Truist's Corporate cybersecurity legal, regulatory and industry compliance . Assist in managing cybersecurity risk and compliance ... of SOX IT, and assist management response for identified Audit and compliance gaps. + Ensure internal...protecting the enterprise. + Monitors reporting on information/cyber security compliance and related risk & controls programs… more